At a Glance
- Tasks: Ensure compliance with FCA and PRA regulations while supporting the business in developing compliant processes.
- Company: Join a passionate building society dedicated to customers, communities, and employees.
- Benefits: £50,000 salary, flexible working, 30 days holiday plus special moments off, and pension contributions.
- Other info: Recognised as a Great Place to Work with excellent career development opportunities.
- Why this job: Make a real impact in a supportive environment that values diversity and inclusion.
- Qualifications: Experience in compliance within financial services and strong communication skills required.
We will be there when you need us - this is the heart of our Strategy for becoming the building society of choice for our customers. Passionate about our brand, we are eager to showcase our genuine and sincere dedication to our customers, our communities, and our employees.
We are seeking a knowledgeable and enthusiastic Compliance Specialist to join our team. The successful candidate will be responsible for delivering the compliance oversight plan which is an agreed set of reviews of the Society's compliance with a range of applicable FCA and PRA regulations whilst also keeping in mind UK GDPR.
Key Responsibilities:
- Develop the annual regulatory compliance assurance plan
- Developing focused, proportionate and efficient compliance monitoring report scopes
- Deliver effective compliance monitoring reports
- Effective follow up of recommendations
- Provide advice and guidance to the business in developing processes and procedures to ensure the Society is compliant with all regulatory, legal, statutory and professional duties.
What we're looking for:
- Experience working in a compliance function in the financial services sector.
- In-depth knowledge of UK regulatory requirements and compliance standards.
- Good stakeholder management skills
- Excellent communication and interpersonal abilities.
- Ability to multitask, prioritize, and manage time effectively.
- Attention to detail and analytical mindset.
- Previous experience in regulatory roles holding certified status would be preferable.
In Return:
- Salary £50,000 per annum (FTE) depending on experience
- Intelligent working practices enabling you a mix of office and home working, depending on business needs
- Basic holiday of 30 days + Bank holidays + Moments that matter days (Think birthdays, weddings + time off to getting the keys to a new house or welcoming a grandchild!)
- Pension contribution of up to 8% of salary
- Life assurance 4 x salary
We're recognised as a Great Place to Work, and there's a reason for that. Check out our careers page for more information about what it's like to join The Dudley team, who we are, what drives us, and why you should join.
Diversity and Inclusion:
Our workplace culture respects, welcomes, and supports diversity and inclusion, empowering our People to embrace being a fundamental part of everything we are, and everything we aim to be. We treat everyone with the dignity and kindness they deserve, and strive to encourage and celebrate all the things that make each of us unique.
Compliance Specialist in Brierley Hill employer: Dudley Building Society
At The Dudley, we pride ourselves on being a Great Place to Work, offering a supportive and inclusive culture that values diversity and empowers our employees. As a Compliance Specialist, you will enjoy intelligent working practices with a blend of office and home working, generous holiday allowances, and a strong commitment to your professional growth. Join us in making a meaningful impact in the financial services sector while being part of a team that genuinely cares about its people and communities.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Specialist in Brierley Hill
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance field, especially those who work in financial services. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA and PRA regulations. We want to see that you’re not just familiar with the rules but can also discuss how they apply in real-world scenarios.
✨Tip Number 3
Showcase your communication skills! During interviews, be ready to explain complex compliance concepts in simple terms. This will demonstrate your ability to advise and guide others effectively.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, you’ll find more details about our culture and what it’s like to be part of the Dudley team.
We think you need these skills to ace Compliance Specialist in Brierley Hill
Some tips for your application 🫡
Show Your Passion:When you're writing your application, let your enthusiasm for compliance and the financial services sector shine through. We want to see that you genuinely care about our customers and communities, just like we do!
Tailor Your Experience:Make sure to highlight your relevant experience in compliance roles, especially any work with FCA and PRA regulations. We’re looking for someone who can hit the ground running, so connect your past roles to what we need in this position.
Be Clear and Concise:In your written application, clarity is key! Use straightforward language and structure your thoughts logically. We appreciate attention to detail, so make sure your application is free from typos and errors.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, it shows you’re keen to join our team!
How to prepare for a job interview at Dudley Building Society
✨Know Your Regulations
Make sure you brush up on the latest FCA and PRA regulations, as well as UK GDPR. Being able to discuss these in detail will show your expertise and enthusiasm for the Compliance Specialist role.
✨Showcase Your Stakeholder Skills
Prepare examples of how you've effectively managed stakeholders in previous roles. This is crucial for demonstrating your communication and interpersonal abilities, which are key for this position.
✨Demonstrate Attention to Detail
Bring along a compliance monitoring report you've worked on or create a mock one to discuss during the interview. Highlighting your analytical mindset and attention to detail will set you apart from other candidates.
✨Ask Insightful Questions
Prepare thoughtful questions about the Society's compliance processes and culture. This shows your genuine interest in the role and helps you assess if it's the right fit for you.
