Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Ensure compliance standards are met and maintained across the business.
- Company: Join a well-established Bridging Finance Lender with a dynamic team.
- Benefits: Enjoy 4 days in the office and 1 day working from home.
- Why this job: Take the next step in your career while making a real impact.
- Qualifications: Qualified Compliance Officer with experience in lending and finance.
- Other info: Opportunity for growth in a supportive and collaborative environment.
The predicted salary is between 34000 - 51000 £ per year.
Compliance Officer – Mortgages / Lending Altrincham £40,000-£45,000 – 4 Days Office / 1 Day from home. The Role for Compliance Officer We are a well-established Bridging Finance Lender, looking to appoint a qualified Compliance officer to their growing team. This position is key to ensuring that our compliance standards are met and maintained across the business, If you are ready to take the next step in your career with a dynamic and growing company, we would love to hear from you. Key Responsibilities for the Compliance Officer: Complete 1-2-1s and observations Complete reviews of the Loan and Bridge Cases, provide feedback on risks, shortfalls or potential fraud for adviser action. Assessment of client files to ensure compliance with regulations and company standards. Provide compliant guidance and support to staff and Appointed Representatives. Monitor AR competence records (CPD) and provide feedback Help with training and providing support to new and existing staff. Review sales promotions & documentation and provide feedback/guidance as required Keep team spreadsheets up to date Support the staff with how to handle customer complaints & the process for escalation to the 2nd Line Compliance Team. Accurately record any findings and corrective activity. Manage general compliance tasks for …
Compliance Officer - Mortgages employer: D&R Recruitment Limited
Contact Detail:
D&R Recruitment Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - Mortgages
✨Tip Number 1
Familiarize yourself with the specific compliance regulations related to mortgages and lending. Understanding the nuances of these regulations will not only help you in the interview but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the compliance and mortgage sectors. Attend industry events or join relevant online forums to connect with others who can provide insights or even refer you to opportunities within our company.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've successfully navigated compliance challenges. Being able to share specific examples will showcase your problem-solving skills and practical experience in the field.
✨Tip Number 4
Stay updated on the latest trends and changes in the mortgage lending landscape. This knowledge will not only help you in interviews but also show that you're proactive and engaged in your professional development.
We think you need these skills to ace Compliance Officer - Mortgages
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Officer position. Understand the key responsibilities and required qualifications so you can tailor your application accordingly.
Highlight Relevant Experience: In your CV and cover letter, emphasize any previous experience in compliance, particularly in the mortgage or lending sector. Use specific examples to demonstrate your skills in risk assessment and regulatory compliance.
Showcase Your Skills: Mention any relevant certifications or training that align with the compliance role. Highlight your ability to provide guidance and support, as well as your experience in training staff or managing compliance tasks.
Craft a Strong Cover Letter: Write a compelling cover letter that not only outlines your qualifications but also expresses your enthusiasm for joining a dynamic and growing company. Make sure to connect your personal career goals with the company's mission.
How to prepare for a job interview at D&R Recruitment Limited
✨Know Your Compliance Regulations
Make sure you are well-versed in the latest compliance regulations related to mortgages and lending. Being able to discuss specific regulations and how they apply to the role will show your expertise and readiness for the position.
✨Prepare for Scenario-Based Questions
Expect questions that ask you to provide examples of how you've handled compliance issues in the past. Prepare specific scenarios where you identified risks or provided guidance, as this will demonstrate your practical experience.
✨Showcase Your Training Skills
Since part of the role involves training staff, be ready to discuss your experience in training or mentoring others. Highlight any successful training programs you've implemented or participated in, as this will illustrate your ability to support team development.
✨Emphasize Communication Skills
As a Compliance Officer, clear communication is key. Be prepared to discuss how you effectively communicate compliance standards and feedback to both staff and management. Providing examples of how you've resolved misunderstandings or escalated issues will be beneficial.
