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- Tasks: Review and audit financial files, ensuring compliance with regulations.
- Company: Join a supportive and growing financial planning firm.
- Benefits: Fully remote work, competitive salary, and strong career development.
- Why this job: Work closely with experienced advisers and make a real impact in finance.
- Qualifications: Experience in IFA or wealth management and Level 4 Diploma in Financial Planning.
- Other info: Dynamic role with opportunities for growth in the financial services sector.
The predicted salary is between 30000 - 41000 £ per year.
Hiring – IFA Administrator (Level 4 Diploma or Near Completion)
Fully Remote | UK
Salary up to £37,000
I’m currently recruiting for an IFA Administrator / Compliance Associate to join a growing financial planning firm. This is a fully remote position and would suit someone with experience within an IFA or wealth management firm who is Level 4 qualified or close to completing the Diploma in Financial Planning.
You’ll be working closely with advisers and the compliance team to ensure files meet regulatory standards and internal policies.
Key Responsibilities- Reviewing new business submission files across investments, pensions, mortgages and protection
- Auditing adviser files based on risk ratings and producing reports
- Supporting advisers with pre-submission checks and guidance to ensure files meet regulatory requirements
- Ensuring remedial work following file audits is completed within agreed timeframes
- Maintaining and updating adviser compliance records
- Reviewing marketing materials to ensure they are fair, clear and not misleading
- Supporting the wider compliance team with general regulatory queries and adviser support
- Experience working within an IFA / Wealth Management firm
- Strong knowledge of pensions, investments and financial planning processes
- Level 4 Diploma in Financial Planning (DipPFS) or close to completion
- Strong attention to detail and organisation
- Fully remote working
- Opportunity to work closely with experienced advisers and compliance professionals
- Join a growing and supportive financial planning firm
- Strong long-term career development
If you’re interested in learning more, feel free to message me directly or apply below.
IFA Administrator in Bristol employer: D&R Recruitment Limited
Contact Detail:
D&R Recruitment Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land IFA Administrator in Bristol
✨Tip Number 1
Network like a pro! Reach out to your connections in the IFA and wealth management sectors. A friendly chat can lead to opportunities that aren’t even advertised yet.
✨Tip Number 2
Prepare for those interviews! Research the company and brush up on your knowledge of pensions, investments, and compliance. We want you to shine when discussing how you can support advisers and meet regulatory standards.
✨Tip Number 3
Showcase your attention to detail! During interviews, share examples of how you've ensured compliance in past roles. This will demonstrate your fit for the IFA Administrator position.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace IFA Administrator in Bristol
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the IFA Administrator role. Highlight your experience in IFA or wealth management, and don’t forget to mention your Level 4 Diploma or your progress towards it. We want to see how your skills match what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about financial planning and how your background makes you a great fit for our team. Keep it concise but engaging – we love a good story!
Showcase Your Attention to Detail: As an IFA Administrator, attention to detail is key. In your application, provide examples of how you've ensured compliance and accuracy in previous roles. This will show us that you understand the importance of regulatory standards.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the easiest way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen to join our growing team!
How to prepare for a job interview at D&R Recruitment Limited
✨Know Your Stuff
Make sure you brush up on your knowledge of pensions, investments, and financial planning processes. Being able to discuss these topics confidently will show that you're not just qualified but also genuinely interested in the role.
✨Prepare for Compliance Questions
Since you'll be working closely with compliance, expect questions about regulatory standards and internal policies. Familiarise yourself with common compliance issues in the IFA sector so you can demonstrate your understanding during the interview.
✨Showcase Your Attention to Detail
As an IFA Administrator, attention to detail is crucial. Be ready to provide examples from your past experience where your organisational skills made a difference, especially in reviewing files or producing reports.
✨Ask Insightful Questions
Prepare some thoughtful questions to ask at the end of your interview. This could be about the firm's approach to compliance or how they support their advisers. It shows you're engaged and keen to understand the company culture.