At a Glance
- Tasks: Lead regulatory reporting solutions and ensure compliance across multiple jurisdictions.
- Company: Join a leading financial services firm with a focus on innovation.
- Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
- Other info: Dynamic team environment with mentorship opportunities and career advancement.
- Why this job: Make a real impact in regulatory reporting while working with cutting-edge technology.
- Qualifications: Experience in regulatory reporting and strong analytical skills required.
The predicted salary is between 60000 - 80000 £ per year.
We are seeking an experienced Senior Business Analyst - Regulatory Reporting to lead the delivery, enhancement, and ongoing evolution of regulatory reporting solutions across Broadridge platforms. The successful candidate will bring strong expertise in global regulatory reporting frameworks and will work closely with clients, internal technology teams, and external vendors to ensure reporting is accurate, timely, and compliant across multiple jurisdictions. This role requires hands‑on experience with one or more major regulatory regimes, including EMIR, MiFID II, MMSR, SMMD, ASIC, MAS, CFTC, and Canadian regulatory reporting.
Responsibilities
- Act as Product Owner for regulatory reporting solutions delivered through Broadridge platforms.
- Own and manage the product backlog, including the definition of user stories, acceptance criteria, documentation, and prioritization aligned with regulatory deadlines and business goals.
- Translate new and changing regulatory requirements into clear business, functional, and technical requirements.
- Partner with clients, technology teams, and vendors to ensure accurate interpretation and implementation of regulatory obligations.
- Drive delivery using Agile / Scrum methodologies, participating in sprint planning, sprint reviews, and retrospectives.
- Take end‑to‑end ownership of regulatory reporting processes, including data sourcing and lineage, validation and reconciliation, exception management and remediation, and submissions to regulators and trade repositories.
- Serve as the primary point of contact for regulatory change initiatives, industry updates, and reporting‑related enhancements.
- Support user acceptance testing, defect triage, post‑production validation, and ongoing issue resolution.
- Monitor regulatory reporting metrics, key performance indicators, and operational risks to support ongoing control and improvement.
- Work with Broadridge and other vendors on platform enhancements, upgrades, and issue resolution.
- Train and mentor junior Product Owners and team members, promoting best practices in regulatory interpretation, backlog management, and Agile delivery.
- Produce high‑quality client‑facing documentation, including regulatory requirement documents, functional specifications, and change impact assessments.
Requirements
- Proven experience as a Product Owner, Business Analyst, or Regulatory Reporting Lead within financial services.
- Strong knowledge of one or more regulatory regimes, including EMIR, MiFID II / MiFIR, MMSR, SMMD, ASIC, MAS, CFTC, or Canadian regulatory reporting.
- Solid understanding of the trade lifecycle, derivatives, securities, and transaction reporting.
- Experience working with trade repositories, ARMs, and regulators.
- Strong knowledge of data models, reference data, and reporting schemas such as ISO 20022, XML, and CSV.
- Experience working within Agile delivery frameworks and using tools such as Jira and Confluence.
- Excellent stakeholder management, communication, and influencing skills.
- Demonstrated ability to interpret complex regulatory text and translate it into clear, executable requirements.
- Comfort working with structured data formats such as JSON, XML, YAML, and CSV used in schemas, field specifications, and regulatory technical documentation.
- Ability to leverage artificial intelligence‑powered tools and technologies to improve efficiency, productivity, and decision‑making.
Senior Business Analyst – Regulatory Reporting employer: Dormont Manufacturing Co
Broadridge is an exceptional employer that fosters a collaborative and innovative work culture, particularly for the Senior Business Analyst – Regulatory Reporting role. With a strong commitment to employee growth, we offer extensive training and mentorship opportunities, ensuring our team members are well-equipped to navigate the complexities of global regulatory frameworks. Located in a vibrant area, our office provides a dynamic environment where employees can thrive while contributing to meaningful projects that impact the financial services industry.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Business Analyst – Regulatory Reporting
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Dormont Manufacturing Co. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Senior Business Analyst – Regulatory Reporting
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Dormont Manufacturing Co.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Dormont Manufacturing Co's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Dormont Manufacturing Co
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Dormont Manufacturing Co.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Dormont Manufacturing Co will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Dormont Manufacturing Co employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
