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- Tasks: Ensure compliance with FCA rules and support strategic initiatives in a leading financial firm.
- Company: Top financial services firm in the UK with a focus on compliance and oversight.
- Benefits: Comprehensive benefits package, annual bonus, and personal development opportunities.
- Why this job: Join a dynamic team and make a real impact in regulatory compliance.
- Qualifications: 4–5 years of compliance experience and strong knowledge of FCA regulations.
- Other info: Great opportunity for career growth in a supportive environment.
The predicted salary is between 36000 - 60000 £ per year.
A leading financial services firm in the UK is seeking a Compliance Specialist to ensure that operations remain fully compliant with FCA rules. You will provide regulatory oversight, support strategic initiatives, and build relationships to promote a compliant environment.
Ideal candidates will have 4–5 years of experience in compliance and strong knowledge of FCA regulations. This role offers a comprehensive benefits package, including an annual bonus and personal development opportunities.
FCA Compliance Advisor | Risk & Oversight Lead in Bristol employer: Diligenta
Contact Detail:
Diligenta Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land FCA Compliance Advisor | Risk & Oversight Lead in Bristol
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for FCA Compliance roles. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and recent compliance trends. We recommend creating a cheat sheet of key points to discuss, so you can showcase your expertise and confidence when it comes to regulatory oversight.
✨Tip Number 3
Don’t just apply anywhere—focus on firms that align with your values and career goals. Use our website to find roles that excite you, and tailor your approach to each company’s culture and mission.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to show you were engaged and are genuinely interested in the role.
We think you need these skills to ace FCA Compliance Advisor | Risk & Oversight Lead in Bristol
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance and knowledge of FCA regulations. We want to see how your background aligns with the role, so don’t be shy about showcasing relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how you can contribute to our team. We love seeing personality, so let your enthusiasm come through!
Showcase Your Relationship-Building Skills: Since this role involves building relationships, mention any relevant experiences where you’ve successfully collaborated with others. We value teamwork and want to know how you can help promote a compliant environment.
Apply Through Our Website: We encourage you to apply directly through our website for a smoother application process. It’s the best way for us to receive your application and keep track of all the amazing candidates like you!
How to prepare for a job interview at Diligenta
✨Know Your FCA Regulations
Make sure you brush up on the latest FCA rules and regulations. Being able to discuss specific regulations and how they apply to the role will show that you're not just familiar with compliance, but that you’re genuinely passionate about it.
✨Showcase Your Experience
Prepare to discuss your previous roles in compliance. Highlight specific examples where you've successfully navigated regulatory challenges or implemented compliance strategies. This will demonstrate your hands-on experience and problem-solving skills.
✨Build Relationships
Since the role involves building relationships to promote a compliant environment, think of examples where you've successfully collaborated with other teams or stakeholders. Be ready to explain how you fostered those relationships and the positive outcomes that resulted.
✨Ask Insightful Questions
Prepare thoughtful questions about the company’s compliance culture and strategic initiatives. This shows your interest in the role and helps you gauge if the company aligns with your values and career goals.
