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- Tasks: Ensure compliance with FCA rules and provide expert regulatory guidance.
- Company: Diligenta, a leading Life and Pensions Administration Service provider.
- Benefits: 33 days holiday, annual bonus, career development, and wellbeing support.
- Why this job: Join a culture of positive change and make a real impact in compliance.
- Qualifications: 4-5 years in Compliance within Financial Services and strong FCA knowledge.
- Other info: Dynamic environment with opportunities for personal and professional growth.
The predicted salary is between 36000 - 60000 £ per year.
Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do, and our aim is to transform our clients' operations. A business that has been described as ‘home’ by existing employees, we drive a culture that is founded on positive change and development.
As a Compliance Specialist, you will play a key technical and advisory role in ensuring Diligenta and the services we provide remain fully compliant with FCA rules, requirements, and principles. You’ll support business areas with expert regulatory guidance, provide Line 2 regulatory oversight across client accounts and third-party outsourcers, and help maintain a strong compliance culture. The role also involves monitoring regulatory risk exposure, supporting strategic initiatives, and building trusted relationships with stakeholders to promote a collaborative and compliant operating environment.
Benefits:
- 33 days including Bank Holidays
- Eligibility for an annual discretionary bonus scheme
- Personal and career development opportunities to progress your aspirations within the company as well as through our global parent company (Tata Consultancy Services)
- Access to Perks at Work (an online discounted shopping platform) saving you money on a wide range of goods and services, including your weekly food shop, holidays and electrical goods
- Cycle to Work Scheme & Interest free Season Ticket loans
- A companywide Wellbeing programme, including an Employee Assistance Programme and other benefits/resources to support your mental/physical and financial wellbeing.
- A comprehensive set of Moments that Matter policies, such as Carer’s Leave, Foster Leave and Retirement Leave
- A contributory company pension scheme where we match your contributions up to 6%, Group Life Assurance ('Death in Service') & Group Income Protection
What you’ll be doing:
- Providing compliance advice and guidance to business areas to ensure Diligenta continues to operate compliantly and without regulatory enforcement
- Providing Line 2 regulatory oversight for client accounts and third-party outsourcers to ensure day-to-day operational compliance
- Producing regular and ad-hoc regulatory reports and supporting the Compliance Manager in developing and promoting a compliance culture
- Representing Compliance on strategic projects and initiatives, providing regulatory support, challenge, and guidance
- Monitoring regulatory risk exposure, agreeing remedial actions, and supporting assurance to client compliance divisions and the Diligenta Head of Compliance
What we’re looking for:
- Strong knowledge of FCA rules, regulatory structures, and the regulatory development and consultative process
- Proven experience in a Compliance role within Financial Services (minimum 4–5 years)
- Ability to influence stakeholders, propose compliance solutions, and take responsibility for regulatory decision-making
- Experience reviewing management information, identifying trends, and providing appropriate challenge
- Strong relationship-building skills and the ability to recognise compliance implications of business initiatives while maintaining commercial awareness
If you need any help or adjustments during the recruitment process, please let us know. Ready to take the next step in your career? Apply today and help shape a compliant, customer-focused future at Diligenta.
Compliance Specialist in Bristol employer: Diligenta
Contact Detail:
Diligenta Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Specialist in Bristol
✨Tip Number 1
Network like a pro! Reach out to current employees at Diligenta on LinkedIn or through mutual connections. Ask them about their experiences and any tips they might have for landing the Compliance Specialist role.
✨Tip Number 2
Prepare for the interview by brushing up on FCA rules and compliance practices. We recommend creating a cheat sheet of key points to discuss, so you can showcase your expertise and confidence during the chat.
✨Tip Number 3
Showcase your relationship-building skills! Think of examples from your past roles where you influenced stakeholders or navigated compliance challenges. We want to see how you can bring that experience to Diligenta.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re genuinely interested in being part of our team and culture.
We think you need these skills to ace Compliance Specialist in Bristol
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Specialist role. Highlight your experience with FCA rules and any relevant compliance projects you've worked on. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to Diligenta's mission. Keep it concise but impactful – we love a good story!
Showcase Your Relationship-Building Skills: In your application, don’t forget to mention your ability to build relationships with stakeholders. We value collaboration, so share examples of how you've influenced others or navigated complex situations in your previous roles.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, it shows us you’re serious about joining our team at Diligenta!
How to prepare for a job interview at Diligenta
✨Know Your FCA Rules
Make sure you brush up on your knowledge of FCA rules and regulations before the interview. Diligenta is looking for someone who can provide expert regulatory guidance, so being able to discuss specific rules and how they apply to the role will show that you're serious about compliance.
✨Showcase Your Experience
Prepare to talk about your previous experience in compliance roles within financial services. Highlight specific examples where you've influenced stakeholders or proposed compliance solutions. This will demonstrate your ability to take responsibility for regulatory decision-making.
✨Build Relationships
Diligenta values strong relationship-building skills. Think of examples where you've successfully collaborated with different teams or stakeholders. Be ready to discuss how you can promote a compliant culture while maintaining commercial awareness.
✨Prepare Questions
Have a few thoughtful questions ready to ask at the end of your interview. This could be about Diligenta's approach to compliance or how they support personal and career development. It shows your interest in the company and helps you assess if it's the right fit for you.
