At a Glance
- Tasks: Guide regulatory aspects of technology and risk frameworks while ensuring compliance with FCA rules.
- Company: Diligenta, part of Tata Consultancy Services, aims to transform client operations in life and pensions administration.
- Benefits: Enjoy 33 days off, a bonus scheme, and access to perks like discounted shopping and wellness programmes.
- Other info: Opportunities for personal and career development available across global parent company.
- Why this job: Join a culture focused on positive change, development, and making a real impact in financial services.
- Qualifications: Experience in Compliance within Financial Services and knowledge of RegTech and AI is essential.
The predicted salary is between 42000 - 84000 € per year.
1 day ago Be among the first 25 applicants
Diligenta - a subsidiary of Tata Consultancy Services provided pay range
This range is provided by Diligenta - a subsidiary of Tata Consultancy Services. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
Direct message the job poster from Diligenta - a subsidiary of Tata Consultancy Services
Senior Recruitment Consultant at Sanderson Solutions Group
Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do, and our aim is to transform our clients' operations. A business that has been described as ‘home’ by existing employees, we drive a culture that is founded on positive change and development.
Summary of the Role
We’re looking for the ideal candidate to take on this opportunity to guide the regulatory aspects of technology and risk frameworks within broader systems and corporate oversight. The position has a focus on horizon scanning, regulatory change with the ideal candidate has a knowledge of AI and regulatory technology (RegTech).
All role incumbents must maintain a good working knowledge of applicable FCA principles, specifically including (but not limited to) Consumer Duty and the fair treatment of vulnerable customers to ensure good customer outcomes are at the heart of our culture and all roles and activities. In addition, participate in all required and mandatory training as required.
Please be aware that this role is available in various locations such as: Peterborough, Bristol, Glasgow.
- 33 days including Bank Holidays
- Eligibility for an annual discretionary bonus scheme
- Personal and career development opportunities to progress your aspirations within the company as well as through our global parent company (Tata Consultancy Services)
- Access to Perks at Work (an online discounted shopping platform) saving you money on a wide range of goods and services, including your weekly food shop, holidays and electrical goods
- Cycle to Work Scheme & Interest free Season Ticket loans
- A companywide Wellbeing programme, including an Employee Assistance Programme and other benefits/resources to support your mental/physical and financial wellbeing
- A comprehensive set of Moments that Matter policies, such as Carer’s Leave, Foster Leave and Retirement Leave
- A contributory company pension scheme where we match your contributions up to 6%, Group Life Assurance ('Death in Service") & Group Income Protection
- Apply to find out about our other benefits
What You’ll Be Doing
- Play a key technical and advisory role, providing advice & guidance to business areas, to ensure that Diligenta remains compliant with FCA rules and guidance; provide specialist technical guidance and expertise on regulatory and legislative matters to senior management and operational business managers, in particular to support the Technical Manager in ensuring Conduct Risk and the Consumer Duty are fully considered, as necessary.
- Monitor the introduction of new legislation/regulations from relevant regulators/bodies, identifying and analysing those of impact to Diligenta. Provide support and advice & guidance for their communication and implementation.
- Provide SME expertise on RegTech and AI oversight and guidance.
- Undertake oversight exercises, including regulatory gap analysis and thematic assurance reviews.
- Represent Compliance at internal and external Governance forums and committees, ensuring that regulatory considerations and requirements are understood to enable compliant delivery of objectives
- As required, provide administration support to the Technical Manager and Head of Regulatory Services & Oversight for liaison with Diligenta’s FCA Supervision Team and its Proactive Engagement Programme.
- Support and advise Operations on the maintenance of Training and Competence (T&C) Policy and exercise oversight of the business in its adherence to the T&C Scheme; implement and maintain Compliance owned regulatory policies and procedures, controls across Diligenta and provide training to senior management and staff as necessary.
- Support and advise the Risk Audit & Compliance Committee, the Executive Management Team, governance forums and clients on the effectiveness of Diligenta's application of regulatory change; provide support as required to new client pipeline activity.
- Deputise for the Technical Manager as necessary.
- Support the delivery of the annual Compliance Plan for Diligenta and its clients; and in the areas identified in this profile, support effective engagement with key stakeholders.
What We’re Looking For
- Proven experience in a Compliance role, within a Financial Services company.
- Strong understanding of regulatory structure and process, regulations and their underlying principles.
- Able to accept a high level of autonomy and take responsibility for decision making on regulatory matters.
- Ability to undertake travel to other locations as reasonably required.
- Self-starter and willing to work on a wide variety of topics.
- Specialist Compliance knowledge in RegTech and AI;
- Proactive, discreet, communicative, pragmatic and methodical approach
- Able to propose and implement compliance solutions with the required level of personal impact
- Able to represent their function at project meetings, forums, committees and in other general meetings with both clients and internally
- Ability to recognise compliance implications of business initiatives, but has commercial awareness and can add value to a proposed solution
- Able to build and maintain strong relationships with clients.
- Strong questioning attitude to regulatory requirements
- Strong focus on action and results - understands shared ownership of compliance outcomes with business areas
- Able to review management information and highlight trends and concerns.
- Able to produce concise reports for managers and clients.
- Able to work independently and with minimum supervision
- Proficient in MS Office.
If you need any help or adjustments for any stage within the recruitment process due to health, disability, or any other reason, please let us know.
Ready to take the next step in your career? Apply today and become part of our innovative team!
Seniority level
Seniority level
Mid-Senior level
Employment type
Employment type
Full-time
Job function
Job function
Accounting/Auditing, Finance, and AdministrativeIndustries
Pension Funds
Referrals increase your chances of interviewing at Diligenta - a subsidiary of Tata Consultancy Services by 2x
Sign in to set job alerts for “Regulatory Specialist” roles.
Chester, England, United Kingdom 7 hours ago
Paralegal - Healthcare Regulatory sector
Reading, England, United Kingdom 2 days ago
Slough, England, United Kingdom 2 weeks ago
Oxford, England, United Kingdom 1 week ago
Greater London, England, United Kingdom 3 weeks ago
Greater London, England, United Kingdom 3 weeks ago
Paralegal - Regulatory & Professional Conduct
Manchester, England, United Kingdom 1 week ago
Scientific & Regulatory Affairs Specialist
Slough, England, United Kingdom 3 days ago
Regulatory Affairs Specialist - 12 month FTC
Slough, England, United Kingdom 6 days ago
East Riding Of Yorkshire, England, United Kingdom 5 days ago
Regulatory Specialist - Markets Focus - VP
Associate, UK/ Europe Regulatory Relations
London, England, United Kingdom 2 days ago
Blackburn, England, United Kingdom 3 weeks ago
Guide Post, England, United Kingdom 1 week ago
West Midlands, England, United Kingdom 1 week ago
Senior Regulatory Affairs Specialist - EU- Remote
Essex, England, United Kingdom 4 weeks ago
London, England, United Kingdom 4 days ago
SEC & FINRA Regulatory/Compliance Specialist
London, England, United Kingdom 1 month ago
London, England, United Kingdom 4 days ago
Regulatory Change Specialist - AVP - London
London, England, United Kingdom 2 weeks ago
Bracknell, England, United Kingdom 2 weeks ago
We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-LjbffrSenior Regulatory Specialist in England employer: Diligenta - a subsidiary of Tata Consultancy Services
Diligenta, a subsidiary of Tata Consultancy Services, is an exceptional employer that prioritises employee well-being and professional growth. With a strong focus on customer service and a culture of positive change, employees enjoy comprehensive benefits including a generous leave policy, a contributory pension scheme, and access to a wide range of personal development opportunities. The supportive work environment fosters collaboration and innovation, making it an ideal place for those looking to make a meaningful impact in the regulatory landscape.
Contact Detail:
Diligenta - a subsidiary of Tata Consultancy Services Recruiting Team
StudySmarter Expert Advice🤫
We think this is how you could land Senior Regulatory Specialist in England
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and guidelines, especially around Consumer Duty and the treatment of vulnerable customers. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance and customer-centric practices.
✨Tip Number 2
Network with professionals in the regulatory field, particularly those who have experience in RegTech and AI. Engaging in discussions or attending relevant webinars can provide insights that may set you apart during the interview process.
✨Tip Number 3
Prepare to discuss specific examples from your past roles where you successfully navigated regulatory challenges or implemented compliance solutions. This will showcase your practical experience and problem-solving skills, which are crucial for this position.
✨Tip Number 4
Research Diligenta's culture and values, focusing on their commitment to positive change and development. Tailoring your responses to align with their mission during interviews can significantly enhance your chances of making a strong impression.
We think you need these skills to ace Senior Regulatory Specialist in England
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights relevant experience in compliance and regulatory roles, particularly within financial services. Emphasise your knowledge of FCA principles and any specific experience with RegTech and AI.
Craft a Strong Cover Letter:In your cover letter, express your passion for regulatory compliance and how your skills align with Diligenta's mission. Mention specific examples of how you've successfully navigated regulatory challenges in the past.
Highlight Relevant Skills:Clearly outline your skills that are pertinent to the role, such as your ability to analyse regulatory changes, provide technical guidance, and your experience with compliance solutions. Use bullet points for clarity.
Showcase Your Autonomy:Demonstrate your ability to work independently and make decisions on regulatory matters. Provide examples of situations where you took initiative and led compliance projects or initiatives.
How to prepare for a job interview at Diligenta - a subsidiary of Tata Consultancy Services
✨Understand Regulatory Frameworks
Make sure you have a solid grasp of the FCA principles, especially Consumer Duty and how they relate to vulnerable customers. Be prepared to discuss how these regulations impact business operations and customer outcomes.
✨Showcase Your RegTech Knowledge
Since the role requires expertise in RegTech and AI, be ready to share your insights on how these technologies can enhance compliance processes. Discuss any relevant projects or experiences that highlight your understanding.
✨Demonstrate Autonomy and Decision-Making Skills
The position demands a high level of autonomy. Prepare examples from your past roles where you made significant decisions regarding regulatory matters, showcasing your ability to take responsibility and act decisively.
✨Build Relationships and Communicate Effectively
Strong interpersonal skills are crucial for this role. Think of instances where you've successfully built relationships with clients or stakeholders, and be ready to explain how you approach communication in a regulatory context.
