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- Tasks: Support compliance documentation and evidence activities in a leading financial institution.
- Company: Join a top-tier financial institution with a focus on governance and compliance.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Why this job: Enhance your finance expertise while making a real impact on regulatory compliance.
- Qualifications: Strong communication skills and understanding of finance processes required.
- Other info: Dynamic role with potential for extension and career advancement.
The predicted salary is between 48000 - 72000 £ per year.
Our client, a leading financial institution, is seeking an Associate Vice President to support compliance documentation and evidence activities across Own Funds, Eligible Liabilities and all RWA risk types. This is an excellent opportunity for someone with a strong grounding in finance, controls and governance who wants to grow their expertise in capital and regulatory reporting.
Location: London (Hybrid)
Current end date: 6 months (with scope to extend)
Purpose of the Role
To support activities related to evidencing and documenting compliance with Laws, Rules and Regulations (LRR) for Own Funds, Eligible Liabilities and RWA calculations.
Key Accountabilities:
- Review output from Risk stakeholders, facilitate finalisation of actions, and assist with preparation of governance materials.
- Review documentation and reporting items in the LRR Compliance analysis; liaise with upstream teams as required.
- Work with teams across Central Program, Risk and Finance to update documents and ensure alignment.
- Partner with upstream data providers to assess reporting processes in line with documented controls and governance frameworks.
Requirements
- Strong communication skills (written and verbal) with ability to collaborate across multiple teams and locations.
- Understanding of Balance Sheet and Finance processes.
- Awareness of control and governance frameworks.
To apply, please send your CV to Diana Duggan Associates.
Associate VP – Risk Compliance in London employer: Dianaduggan
Contact Detail:
Dianaduggan Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Associate VP – Risk Compliance in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance documentation and governance frameworks. We recommend practising common interview questions with a friend to boost your confidence.
✨Tip Number 3
Showcase your communication skills! During interviews, be clear and concise when discussing your experience with risk and compliance. Remember, it's all about how you convey your expertise.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Associate VP – Risk Compliance in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Associate VP – Risk Compliance role. Highlight your experience in compliance documentation and governance frameworks, as well as any relevant financial expertise. We want to see how your background aligns with what we're looking for!
Showcase Your Communication Skills: Since strong communication skills are key for this role, don’t shy away from showcasing them in your application. Use clear and concise language, and consider including examples of how you've successfully collaborated with teams in the past. We love a good story!
Highlight Relevant Experience: Be sure to emphasise any experience you have with Own Funds, Eligible Liabilities, or RWA calculations. This will help us see that you understand the nuances of the role and can hit the ground running. Specific examples can really make your application stand out!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications better and ensures you’re considered for the role. Plus, it’s super easy – just upload your CV and let us do the rest!
How to prepare for a job interview at Dianaduggan
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance documentation and regulatory requirements. Familiarise yourself with Own Funds, Eligible Liabilities, and RWA calculations, as these will likely come up in conversation.
✨Show Off Your Communication Skills
Since strong communication is key for this role, practice articulating your thoughts clearly. Prepare examples of how you've collaborated with different teams in the past, as this will demonstrate your ability to work across multiple locations.
✨Understand the Governance Framework
Dive deep into control and governance frameworks relevant to finance. Be ready to discuss how you've applied these in previous roles, as it shows you're not just familiar but also experienced in ensuring compliance.
✨Prepare Questions for Them
Think of insightful questions to ask during the interview. This could be about their current compliance challenges or how they measure success in this role. It shows you're genuinely interested and engaged with the position.
