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- Tasks: Support compliance documentation and evidence activities in a leading financial institution.
- Company: Join a top-tier financial institution with a focus on growth and expertise.
- Benefits: Hybrid work model, competitive salary, and opportunities for career advancement.
- Other info: Dynamic role with potential for extension and collaboration across teams.
- Why this job: Enhance your finance skills while ensuring compliance with laws and regulations.
- Qualifications: Strong communication skills and understanding of finance processes required.
The predicted salary is between 60000 - 80000 £ per year.
Our client, a leading financial institution, is seeking an Associate Vice President to support compliance documentation and evidence activities across Own Funds, Eligible Liabilities and all RWA risk types. This is an excellent opportunity for someone with a strong grounding in finance, controls and governance who wants to grow their expertise in capital and regulatory reporting.
Location: London (Hybrid)
Current end date: 6 months (with scope to extend)
Purpose of the Role
To support activities related to evidencing and documenting compliance with Laws, Rules and Regulations (LRR) for Own Funds, Eligible Liabilities and RWA calculations.
Key Accountabilities:
- Review output from Risk stakeholders, facilitate finalisation of actions, and assist with preparation of governance materials.
- Review documentation and reporting items in the LRR Compliance analysis; liaise with upstream teams as required.
- Work with teams across Central Program, Risk and Finance to update documents and ensure alignment.
- Partner with upstream data providers to assess reporting processes in line with documented controls and governance frameworks.
Requirements
- Strong communication skills (written and verbal) with ability to collaborate across multiple teams and locations.
- Understanding of Balance Sheet and Finance processes.
- Awareness of control and governance frameworks.
To apply, please send your CV to Diana Duggan Associates.
Associate VP – Risk Compliance employer: Dianaduggan
Contact Detail:
Dianaduggan Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Associate VP – Risk Compliance
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. A friendly chat can lead to insider info about job openings or even a referral, which can give you a leg up in the application process.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance documentation and regulatory frameworks. We recommend practising common interview questions related to risk management and governance to show you're the right fit for the Associate VP role.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you on their radar and shows your enthusiasm for the position.
✨Tip Number 4
Apply through our website for a smoother process! We’ve streamlined our application system to make it easier for you to showcase your skills and experience directly to us. Plus, it helps us keep track of your application better!
We think you need these skills to ace Associate VP – Risk Compliance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to highlight your experience in compliance documentation and governance. We want to see how your skills align with the role, so don’t be shy about showcasing relevant projects or achievements!
Showcase Communication Skills: Since strong communication is key for this role, use your application to demonstrate your written and verbal skills. We love seeing clear, concise language that reflects your ability to collaborate across teams.
Highlight Relevant Experience: Don’t forget to emphasise your understanding of finance processes and risk management. We’re looking for someone who can hit the ground running, so make sure your experience shines through in your application.
Apply Through Our Website: We encourage you to apply directly through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at Dianaduggan
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance documentation and regulatory requirements. Familiarise yourself with Own Funds, Eligible Liabilities, and RWA risk types. This will show that you're not just interested in the role but also understand the key responsibilities.
✨Showcase Your Communication Skills
Since strong communication is crucial for this role, prepare examples of how you've effectively collaborated with different teams in the past. Think about specific situations where your communication made a difference in achieving a goal or resolving an issue.
✨Understand Governance Frameworks
Get a solid grasp of control and governance frameworks relevant to finance. Be ready to discuss how these frameworks impact compliance and reporting processes. This will demonstrate your ability to align with the company's standards and practices.
✨Prepare Questions for Them
Interviews are a two-way street! Prepare insightful questions about the team dynamics, current challenges in compliance, and how success is measured in this role. This shows your genuine interest and helps you assess if the company is the right fit for you.