Associate VP – Risk Compliance
Associate VP – Risk Compliance

Associate VP – Risk Compliance

City of London Full-Time 48000 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Support compliance documentation and evidence activities across various risk types.
  • Company: Leading financial institution with a focus on governance and compliance.
  • Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
  • Why this job: Enhance your finance expertise while making a real impact in regulatory reporting.
  • Qualifications: Strong communication skills and understanding of finance processes required.
  • Other info: Dynamic role with potential for extension and career advancement.

The predicted salary is between 48000 - 72000 £ per year.

Our client, a leading financial institution, is seeking an Associate Vice President to support compliance documentation and evidence activities across Own Funds, Eligible Liabilities and all RWA risk types.

This is an excellent opportunity for someone with a strong grounding in finance, controls and governance who wants to grow their expertise in capital and regulatory reporting.

  • Role: Associate Vice President
  • Location: London (Hybrid)
  • Current end date: 6 months (with scope to extend)

Purpose of the Role

  • To support activities related to evidencing and documenting compliance with Laws, Rules and Regulations (LRR) for Own Funds, Eligible Liabilities and RWA calculations.
  • Key Accountabilities:
  • Review output from Risk stakeholders, facilitate finalisation of actions, and assist with preparation of governance materials
  • Review documentation and reporting items in the LRR Compliance analysis; liaise with upstream teams as required
  • Work with teams across Central Program, Risk and Finance to update documents and ensure alignment
  • Partner with upstream data providers to assess reporting processes in line with documented controls and governance frameworks

Requirements

  • Strong communication skills (written and verbal) with ability to collaborate across multiple teams and locations
  • Understanding of Balance Sheet and Finance processes
  • Awareness of control and governance frameworks

To apply, please send your CV to Diana Duggan Associates.

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Associate VP – Risk Compliance employer: Dianaduggan

Join a leading financial institution in London as an Associate Vice President – Risk Compliance, where you will thrive in a dynamic hybrid work environment that fosters collaboration and innovation. The company prioritises employee growth through continuous learning opportunities and a supportive culture that values compliance and governance expertise. With a commitment to excellence and a focus on regulatory reporting, this role offers a meaningful chance to contribute to the financial sector while advancing your career.
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Contact Detail:

Dianaduggan Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Associate VP – Risk Compliance

Tip Number 1

Network like a pro! Reach out to your connections in the finance and compliance sectors. We all know that sometimes it’s not just what you know, but who you know that can help you land that Associate VP role.

Tip Number 2

Prepare for those interviews by brushing up on your knowledge of compliance documentation and governance frameworks. We suggest practising common interview questions with a friend or even in front of the mirror to boost your confidence.

Tip Number 3

Don’t forget to showcase your communication skills! During interviews, make sure to articulate your thoughts clearly and demonstrate how you’ve collaborated with teams in the past. We want to see that you can work well across multiple locations.

Tip Number 4

Finally, apply through our website! It’s the best way to ensure your application gets noticed. We’re here to support you every step of the way, so don’t hesitate to reach out if you need any help.

We think you need these skills to ace Associate VP – Risk Compliance

Compliance Documentation
Evidence Activities
Regulatory Reporting
Finance Knowledge
Controls and Governance
Risk Analysis
Communication Skills
Collaboration Skills
Balance Sheet Understanding
Governance Frameworks
Reporting Processes
Documentation Review
Stakeholder Engagement

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Associate VP – Risk Compliance role. Highlight your experience in compliance documentation and governance frameworks, as well as any relevant financial expertise. We want to see how your background aligns with what we're looking for!

Showcase Your Communication Skills: Since strong communication skills are key for this role, don’t shy away from showcasing them in your application. Use clear and concise language, and consider including examples of how you've successfully collaborated across teams in the past.

Highlight Relevant Experience: Be sure to emphasise any previous roles or projects that involved compliance with Laws, Rules, and Regulations (LRR). We’re keen to see how your experience can contribute to our goals in Own Funds and RWA calculations.

Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications better and ensures you don’t miss out on any important updates regarding your application status!

How to prepare for a job interview at Dianaduggan

Know Your Compliance Stuff

Make sure you brush up on your knowledge of compliance documentation and regulatory requirements. Familiarise yourself with Own Funds, Eligible Liabilities, and RWA risk types. This will show that you're not just interested in the role but also understand the key responsibilities.

Showcase Your Communication Skills

Since strong communication is crucial for this role, prepare examples of how you've effectively collaborated with different teams in the past. Think about specific situations where your communication made a difference in achieving a goal or resolving an issue.

Understand Governance Frameworks

Get a solid grasp of control and governance frameworks relevant to finance. Be ready to discuss how you've applied these in previous roles or how you would approach them in this position. This will demonstrate your readiness to support compliance activities.

Prepare Questions for Them

Interviews are a two-way street! Prepare insightful questions about their compliance processes and how they align with the overall business strategy. This shows your genuine interest in the role and helps you assess if it's the right fit for you.

Associate VP – Risk Compliance
Dianaduggan
Location: City of London

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