Senior Compliance & Conduct Lead - Financial Services

Senior Compliance & Conduct Lead - Financial Services

Full-Time 50000 - 60000 Β£ / year (est.) No working from home possible
DF Capital

At a Glance

  • Tasks: Oversee compliance with FCA regulations and guide business functions in a dynamic role.
  • Company: DF Capital, a supportive financial services firm based in Manchester.
  • Benefits: Private medical insurance, robust training, and a vibrant office environment.
  • Other info: Join a team that values your input and offers excellent career development opportunities.
  • Why this job: Enjoy autonomy in decision-making while ensuring compliance in a fast-paced industry.
  • Qualifications: Experience in compliance advice within financial services and knowledge of FCA Handbook.

The predicted salary is between 50000 - 60000 Β£ per year.

DF Capital, based in Manchester, is seeking a Compliance Monitoring Advisor to oversee compliance with FCA regulations and guide business functions. This role offers autonomy to make compliance-related decisions and work dynamically across various subjects.

Candidate must have experience in compliance advice within financial services and solid knowledge of FCA Handbook.

DF Capital provides a supportive environment with robust training and benefits, including private medical insurance and a vibrant office location.

Senior Compliance & Conduct Lead - Financial Services employer: DF Capital

At DF Capital, we pride ourselves on being an exceptional employer, offering a vibrant work culture in the heart of Manchester that fosters innovation and collaboration. Our employees enjoy a range of benefits including private medical insurance, generous annual leave, and opportunities for professional growth, all while contributing to our mission of supporting customers and communities. With a focus on employee well-being and a commitment to doing the best for each other, DF Capital is the ideal place for those seeking meaningful and rewarding careers in the financial sector.

DF Capital

Contact Details:

DF Capital Recruitment Team

We think you need these skills to ace Senior Compliance & Conduct Lead - Financial Services

Compliance Monitoring
FCA Regulations
FCA Handbook
Compliance Advice
Financial Services Knowledge
Decision-Making Skills
Dynamic Work Approach