Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Conduct compliance monitoring and provide expert advice on FCA regulations.
- Company: Specialist bank with a vibrant office culture in Manchester.
- Benefits: Private medical insurance and a dynamic work environment.
- Why this job: Join a leading bank and ensure compliance while making a real impact.
- Qualifications: Extensive experience in financial services and strong knowledge of FCA regulations.
- Other info: Opportunity for professional growth in a supportive team.
The predicted salary is between 48000 - 72000 £ per year.
A specialist bank is seeking a Compliance Officer to conduct compliance monitoring reviews and provide advice on FCA regulations in Manchester.
Responsibilities include:
- Overseeing compliance across business functions
- Managing regulatory training
- Conducting thematic reviews
The ideal candidate will have:
- Substantial experience in the financial services sector
- A strong knowledge of FCA regulations
- The ability to analyze complex information
This role also offers a variety of benefits, including private medical insurance and a vibrant office environment.
Senior Compliance & Risk Manager – FCA Specialist in London employer: DF Capital
Contact Detail:
DF Capital Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance & Risk Manager – FCA Specialist in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance best practices. We recommend creating a cheat sheet of key points to discuss, so you can confidently showcase your expertise when it counts.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you and tailor your approach to each one, highlighting how your experience fits their needs.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. It shows your enthusiasm for the role and gives you another chance to reiterate why you’re the best fit for the job.
We think you need these skills to ace Senior Compliance & Risk Manager – FCA Specialist in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance and risk management, especially within the financial services sector. We want to see how your skills align with FCA regulations and the specific responsibilities mentioned in the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of your past work that demonstrate your knowledge of FCA regulations and your ability to conduct compliance monitoring reviews.
Showcase Your Analytical Skills: Since the role requires analysing complex information, make sure to highlight any relevant experiences where you've successfully navigated intricate data or regulatory frameworks. We love seeing how you tackle challenges!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Plus, it’s super easy!
How to prepare for a job interview at DF Capital
✨Know Your FCA Regulations
Make sure you brush up on the latest FCA regulations before your interview. Being able to discuss specific regulations and how they apply to the role will show that you're not just familiar with compliance, but that you’re genuinely passionate about it.
✨Prepare for Scenario Questions
Expect to be asked about past experiences where you've had to navigate complex compliance issues. Prepare a few examples that highlight your analytical skills and decision-making process. Use the STAR method (Situation, Task, Action, Result) to structure your answers.
✨Showcase Your Training Skills
Since managing regulatory training is part of the job, think of ways you can demonstrate your experience in this area. Be ready to discuss how you've developed or delivered training sessions in the past and the impact they had on compliance culture within your previous organisations.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions! Inquire about the bank's approach to compliance monitoring or how they handle changes in FCA regulations. This shows your interest in the role and helps you gauge if the company’s values align with yours.
