At a Glance
- Tasks: Support market conduct oversight and improve control management in a dynamic banking environment.
- Company: Deutsche Bank, a leading global bank with a commitment to diversity and inclusion.
- Benefits: Hybrid working, competitive salary, 30 days holiday, private healthcare, and flexible benefits.
- Other info: Join a diverse team and enjoy continuous learning opportunities.
- Why this job: Make a real impact on market conduct while developing your career in a supportive culture.
- Qualifications: Experience in Global Markets and strong understanding of market conduct regulations.
The predicted salary is between 80000 - 100000 € per year.
The Market Conduct Office (MCO) is an opportunity to embed market conduct in business decisions, and to improve the efficiency, sustainability and transparency of Market Conduct controls management. Residing within the Front Office, reporting up into the Head of the IB, MCO will focus on providing governance and oversight for all of Deutsche Bank activities related to market conduct.
MCO strategically brings together the existing market conduct capabilities with the Firm’s overall risk management framework to complement existing processes and create efficiencies while ensuring central oversight. You will support a strategic and sustainable control oversight program by translating multiple sources of market conduct information (such as alerts, events, and control improvements identified) into tangible actions to maintain a strong controls culture embedded into our Bank.
What we’ll offer you:
- Hybrid Working - we understand that employee expectations and preferences are changing. We have implemented a model that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them.
- Competitive salary and non-contributory pension.
- 30 days’ holiday plus bank holidays, with the option to purchase additional days.
- Life Assurance and Private Healthcare for you and your family.
- A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits.
- The opportunity to support a wide ranging CSR programme + 2 days’ volunteering leave per year.
Your key responsibilities:
- Develop and agree remediation, track milestones to completion, evidence closure.
- Conduct root cause analysis of identified issues and perform read across of issues, external events to all relevant businesses and divisions.
- Input, review and approve control design prior to implementation of controls enhancements.
- Conduct analysis of market conduct key control effectiveness across the firm. Review effective closure of 1Line of Defence monitoring alerts.
- Identify emerging risks, external conduct events, new regulations/ laws, industry standards.
- Provide Market Conduct Risk SME advisory to businesses by interpreting conduct rules and regulatory expectations. Identify escalations needed to senior management.
Your skills and experience:
- Experience in Global Markets (ideally Fixed Income) with strong product/trading activity understanding and associated conduct risks.
- Strong practical understanding of Market Abuse Regulations across the globe and key conduct obligations/supervisory expectations.
- Demonstrable market conduct risk experience in 1LoD (Business Risk, Non-Financial Risk, COO) or 2LoD (Compliance) roles.
- Ability to challenge the front office credibly based on practical Markets experience.
- Proven track record in design/delivery/oversight of control enhancements, including target operating model and ‘future state’ controls.
- Proven track record of successfully working within diverse, high performing teams and departments both locally and remotely.
How we’ll support you:
- Flexible working to assist you balance your personal priorities.
- Coaching and support from experts in your team.
- A culture of continuous learning to aid progression.
- A range of flexible benefits that you can tailor to suit your needs.
We value diversity and as an equal opportunities’ employer, we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required (e.g. screen readers, assistive hearing devices, adapted keyboards).
About us: Deutsche Bank is the leading German bank with strong European roots and a global network. Deutsche Bank in the UK is proud to be named in The Times Top 50 Employers for Gender Equality and has been awarded a Gold Award from Stonewall and named in their Top 100 Employers.
If you have a disability, health condition, or require any adjustments during the application process, we encourage you to contact our Adjustments Concierge on adjustmentsconcierge@db.com to discuss.
We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.
Control Oversight and Advisory – Market Conduct Office in London employer: Deutsche Bank
Deutsche Bank is an exceptional employer that prioritises employee development and wellbeing, offering a hybrid working model, competitive salary, and extensive benefits including private healthcare and generous holiday allowances. The company fosters a culture of continuous learning and inclusivity, providing opportunities for personal and professional growth while supporting a diverse workforce in the vibrant city of London.
StudySmarter Expert Advice🤫
We think this is how you could land Control Oversight and Advisory – Market Conduct Office in London
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, especially those already at Deutsche Bank. A friendly chat can open doors and give you insider info on the role.
✨Tip Number 2
Prepare for the interview by brushing up on your market conduct knowledge. Be ready to discuss how your experience aligns with the responsibilities of the Control Oversight and Advisory role.
✨Tip Number 3
Showcase your problem-solving skills! Think of examples where you've tackled challenges in market conduct or compliance. This will demonstrate your ability to handle the role's demands.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets the attention it deserves. Plus, we love seeing candidates who take that extra step.
We think you need these skills to ace Control Oversight and Advisory – Market Conduct Office in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience in market conduct and risk management. We want to see how your skills align with the role, so don’t hold back on showcasing your relevant achievements!
Showcase Your Understanding:Demonstrate your knowledge of Market Abuse Regulations and conduct risks in your application. We’re looking for candidates who can clearly articulate their understanding of these areas, so make it a key focus in your written materials.
Be Clear and Concise:When writing your application, keep it straightforward and to the point. We appreciate clarity, so avoid jargon and ensure your key points stand out. This will help us quickly see why you’re a great fit for the team!
Apply Through Our Website:We encourage you to submit your application through our website. It’s the best way to ensure your application gets to us directly and allows you to easily track your progress. Plus, it’s super simple!
How to prepare for a job interview at Deutsche Bank
✨Know Your Market Conduct
Make sure you brush up on your understanding of market conduct regulations, especially the Market Abuse Regulations. Being able to discuss these confidently will show that you’re not just familiar with the theory but can apply it in practice.
✨Demonstrate Your Analytical Skills
Prepare to showcase your ability to conduct root cause analysis and identify emerging risks. Think of specific examples from your past experience where you successfully tackled similar challenges, as this will highlight your problem-solving skills.
✨Showcase Your Teamwork
Since the role involves working within diverse teams, be ready to share experiences where you collaborated effectively. Highlight how you’ve contributed to a positive team culture and how you’ve navigated remote working dynamics.
✨Ask Insightful Questions
Prepare thoughtful questions about the company’s approach to market conduct and how they measure the effectiveness of their controls. This shows your genuine interest in the role and helps you assess if the company aligns with your values.
