At a Glance
- Tasks: Oversee market conduct, develop remediation plans, and analyse control effectiveness.
- Company: Join Deutsche Bank's Market Conduct Office in a dynamic and inclusive environment.
- Benefits: Enjoy hybrid working, competitive salary, 30 days holiday, and flexible benefits.
- Other info: Embrace a culture of continuous learning and diverse teamwork.
- Why this job: Make a real impact on market conduct while developing your career in finance.
- Qualifications: Experience in Global Markets and strong understanding of market conduct regulations required.
The predicted salary is between 80000 - 100000 € per year.
The Market Conduct Office (MCO) is an opportunity to embed market conduct in business decisions, and to improve the efficiency, sustainability and transparency of Market Conduct controls management. Residing within the Front Office, reporting up into the Head of the IB, the role focuses on providing governance and oversight for all Deutsche Bank activities related to market conduct. MCO will promote resiliency and sustainability of the Market and strategically brings together existing market conduct capabilities with the firm’s overall risk management framework to complement existing processes and create efficiencies while ensuring central oversight.
You will support a strategic and sustainable control oversight program by translating multiple sources of market conduct information (such as alerts, events, and control improvements identified) into tangible actions to maintain a strong controls culture embedded into our Bank.
Your Key Responsibilities
- Develop and agree remediation plans, track milestones to completion, evidence closure.
- Conduct root cause analysis of identified issues and perform read‑across of issues, external events to all relevant businesses and divisions.
- Input, review and approve control design prior to implementation of control enhancements.
- Conduct analysis of market conduct key control effectiveness across the firm, review effective closure of 1Line of Defence monitoring alerts.
- Identify emerging risks, external conduct events, new regulations/laws, industry standards.
- Provide Market Conduct Risk SME advisory to businesses by interpreting conduct rules and regulatory expectations, identifying escalations needed to senior management.
Your Skills And Experience
- Experience in Global Markets (ideally Fixed Income) with strong product/trading activity understanding and associated conduct risks.
- Strong practical understanding of Market Abuse Regulations across the globe and key conduct obligations/supervisory expectations.
- Demonstrable market conduct risk experience in 1LoD (Business Risk, Non‑Financial Risk, COO) or 2LoD (Compliance) roles.
- Ability to challenge the front office credibly based on practical markets experience.
- Proven track record in design, delivery and oversight of control enhancements, including target operating model and ‘future state’ controls.
- Proven track record of successfully working within diverse, high performing teams and departments both locally and remotely.
How We’ll Support You
- Flexible working to assist you balance your personal priorities.
- Coaching and support from experts in your team.
- A culture of continuous learning to aid progression.
- A range of flexible benefits that you can tailor to suit your needs.
- We value diversity and as an equal‑opportunity employer, we make reasonable adjustments for those with a disability, such as the provision of assistive equipment if required (e.g., screen readers, assistive hearing devices, adapted keyboards).
We welcome applications from all people and promote a positive, fair and inclusive work environment. If you have a disability, health condition, or require any adjustments during the application process, we encourage you to contact our Adjustments Concierge at adjustmentsconcierge@db.com.
Control Oversight and Advisory – Market Conduct Office employer: Deutsche Bank
Deutsche Bank is an exceptional employer, offering a dynamic work environment in London that fosters innovation and collaboration within the Market Conduct Office. With a strong commitment to employee well-being, we provide hybrid working options, competitive salaries, generous holiday allowances, and a range of flexible benefits tailored to individual needs. Our culture prioritises continuous learning and development, ensuring that employees have ample opportunities for growth while contributing to a diverse and inclusive workplace.
StudySmarter Expert Advice🤫
We think this is how you could land Control Oversight and Advisory – Market Conduct Office
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, especially those who work at Deutsche Bank. A friendly chat can open doors and give you insights that might just land you an interview.
✨Tip Number 2
Prepare for the interview by diving deep into market conduct topics. Brush up on regulations and recent events in the financial world. We want you to be the go-to person for all things market conduct when you walk into that room!
✨Tip Number 3
Showcase your experience with real-life examples. When discussing your background, highlight specific situations where you tackled market conduct issues or improved controls. This will make your application stand out!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Control Oversight and Advisory – Market Conduct Office
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the role of Control Oversight and Advisory. Highlight your experience in Global Markets and any relevant conduct risk roles. We want to see how your background aligns with what we’re looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about market conduct and how your skills can contribute to our team. Keep it concise but impactful – we love a good story!
Showcase Your Achievements:When detailing your experience, focus on specific achievements that demonstrate your ability to manage market conduct risks. Use metrics where possible to show the impact of your work. We appreciate results-driven candidates!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way to ensure your application gets the attention it deserves. Plus, you’ll find all the info you need about the role there!
How to prepare for a job interview at Deutsche Bank
✨Know Your Market Conduct
Make sure you brush up on your understanding of market conduct regulations, especially the Market Abuse Regulations. Being able to discuss these confidently will show that you’re not just familiar with the rules but can also apply them in real-world scenarios.
✨Demonstrate Your Analytical Skills
Prepare to showcase your ability to conduct root cause analysis and track remediation plans. Think of specific examples from your past experience where you identified issues and implemented effective solutions. This will highlight your problem-solving skills and attention to detail.
✨Showcase Your Teamwork
Since the role involves working within diverse teams, be ready to share experiences where you collaborated effectively with others. Discuss how you’ve contributed to high-performing teams, both locally and remotely, to demonstrate your adaptability and communication skills.
✨Prepare Questions for Them
Have a few insightful questions ready about their current market conduct challenges or how they measure the effectiveness of their controls. This shows your genuine interest in the role and helps you assess if the company culture aligns with your values.
