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For Companies At a Glance
- Tasks: Support internal and external investigations in financial services and regulatory compliance.
- Company: Join Dentons, a global leader in legal solutions with a focus on inclusion and diversity.
- Benefits: Flexible working hours, competitive salary, and opportunities for professional growth.
- Why this job: Make a real impact in a dynamic environment while building your career in law.
- Qualifications: 4+ years PQE in financial services law and strong investigative skills required.
- Other info: Collaborate with top-tier professionals and gain unparalleled experience in a supportive culture.
The predicted salary is between 36000 - 60000 £ per year.
Overview
Job title: Senior Associate, Regulatory & Investigation
Location: Edinburgh, GB; London, GB; Glasgow, GB
Department: Regulatory and Investigation
Location: Scotland
Duration: Permanent
Reports to: Partner
Direct reports: None
PQE: 5-7 years
The Department
Dentons\’ Disputes, Regulatory, and Investigations group is a large contentious-focused team in the Disputes Division of Dentons split across London, Milton Keynes, Scotland, and remote-working. We are looking for an able and enthusiastic lawyer (ideally 4+ PQE) to join the part of the team which is based in Scotland and specialises in contentious financial services, financial crime, and internal investigations.
Regulatory and criminal enforcement action is among the most damaging events an institution or individual can face. To help manage our clients\’ risks, we have built a team with a deep understanding of the UK financial regulators and enforcement agencies, how they work, and how they think. We have over 12 years of combined experience working with regulators, which we use every day to help our clients avoid or deal with regulatory disputes.
We think how we help is as important as what we say, and our clients value that we provide a service that is responsive, commercial, and pragmatic.
The Role
Dentons represents a wide variety of industry clients in disputes involving complex financial products, capital markets, financial services transactions, and instruments, as well as securities and financial fraud disputes and investigations.
We now have an exciting opportunity for an Associate to join the growing contentious regulatory and financial crime practice. You will work with financial institutions and large corporations in relation to complex internal and external investigations and regulatory enforcement proceedings on a range of matters. Your role will also involve advising institutions and individuals on regulatory and financial crime compliance, including in relation to financial market conduct, the conduct of business, senior management and governance, non-financial misconduct, money laundering, and bribery and corruption issues, often in collaboration with our overseas offices.
Drawing upon the industry knowledge and strength of our transactional and regulatory practices in all major financial centers around the globe, you will gain unparalleled experience and play a fundamental role in building the practice within London.
This is an exciting and challenging role and an excellent opportunity for an Associate, who is passionate about working within a global firm and in supporting the ongoing growth of the practice.
You will maintain client relationships, contribute to business development and thought leadership, raise your own profile, and support the continued growth of the practice.
We would be particularly interested in hearing from ambitious 4 year+ pqe lawyers, however, we will consider talented candidates outside of that range.
Responsibilities
- Support on a range of internal and external investigations across a range of sectors, including financial services, energy, pharma, and media;
- Advise on financial services regulatory and financial crime issues;
- Build and maintain client relationships;
- Make significant contributions to business development, including providing thought leadership, to raise the profile of the firm externally;
- Work closely with the Banking, Financial Markets Litigation team where appropriate.
Experience, Skills & Knowledge
- English law legal knowledge gained within a top-tier city firm;
- Strong academic record;
- Experience in internal investigations for financial institutions and/or corporations;
- Experience in investigations brought by regulatory and/or law enforcement bodies, including FCA, PRA, FRC, and SFO;
- General financial services law knowledge;
- Experience in handling regulatory and enforcement agency requests;
- Experience with legal and regulatory requirements in relation to anti-money laundering/terrorist financing, the UK Bribery Act, and the Proceeds of Crime Act;
- Ability to work with a degree of independence;
- Exceptional drafting skills and legal research ability.
Personal attributes
- Takes responsibility for own work;
- Is dedicated to exceptional client service;
- Has a keen interest in business development and demonstrates market focus;
- Strong financial, commercial, and business awareness;
- Excellent problem solving and decision making skills;
- Good interpersonal and communication skills;
- Demonstrates good judgment and resilience skills;
- Shows strong initiative and drive and takes control of own career development, enthusiastic about learning new skills;
- Strong teamwork skills.
Firm Profile
Across more than 80 countries, Dentons helps you grow, protect, operate and finance your organisation by providing uniquely global and deeply local legal solutions. Polycentric, purpose-driven and committed to inclusion, diversity, equity and sustainability, we focus on what matters most to you. www.dentons.com
Inclusion and Diversity
We are committed to building an inclusive culture here at Dentons where our people can thrive, regardless of their background or circumstance. As well as being the right thing to do, it makes good business sense too. A richness of backgrounds, experiences and perspectives helps us best serve our clients and the communities in which we operate. You can find out more about inclusion and diversity at Dentons here: Inclusion and Diversity .
Dentons is committed to providing equal opportunities for all. We welcome applications from everyone including of any age, ethnicity, religion, sex, sexual orientation, gender identity, nationality, neurodiversity, disability, or with parental or caring responsibilities. We also offer flexible working hours.
During the application process, all applicants have the opportunity to tell us about any adjustments or support they require so they are able to perform at their best. Any information you share with us during the application process is treated in confidence.
If you are interested in applying for this position, we welcome direct applications via our careers page, but if you have any questions beforehand, please email recruitment.matters@dentons.com . Enquiries only please – applications will not be accepted via email.
Please note that we will not accept unsolicited CVs sent to the business, nor will we accept any associated terms of business.
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Senior Associate, Regulatory & Investigation employer: Dentons Canada
Contact Detail:
Dentons Canada Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Associate, Regulatory & Investigation
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join relevant groups on LinkedIn, and don’t be shy about reaching out to current employees at firms you’re interested in. Building relationships can open doors that applications alone can't.
✨Ace the Informational Interview
If you can, set up informational interviews with professionals in regulatory and investigations. This is your chance to learn more about the field and showcase your enthusiasm. Plus, it’s a great way to get insider tips on what firms like Dentons are really looking for.
✨Showcase Your Expertise
When you get the chance to meet potential employers, make sure to highlight your experience with financial services law and any relevant investigations you've handled. Bring examples of your work or insights into recent regulatory changes to demonstrate your knowledge and passion.
✨Follow Up Like a Boss
After interviews or networking events, always send a follow-up email thanking them for their time. It’s a simple gesture that shows professionalism and keeps you fresh in their minds. Plus, it’s another opportunity to reiterate your interest in the role!
We think you need these skills to ace Senior Associate, Regulatory & Investigation
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Senior Associate, Regulatory & Investigation. Highlight your relevant experience in financial services and regulatory matters, and don’t forget to showcase your exceptional drafting skills!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about this role and how your background aligns with the responsibilities outlined in the job description. Keep it engaging and professional.
Showcase Your Client Relationship Skills: Since maintaining client relationships is key in this role, be sure to include examples of how you've successfully built and maintained client connections in your previous positions. This will show us you’re ready to hit the ground running!
Apply Through Our Website: We encourage you to apply directly through our careers page. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at Dentons Canada
✨Know Your Regulatory Stuff
Make sure you brush up on the latest regulations and compliance issues relevant to financial services. Familiarise yourself with the FCA, PRA, and other regulatory bodies, as well as recent cases or changes in law that could impact your role.
✨Showcase Your Investigative Skills
Prepare to discuss your experience with internal investigations and how you've handled regulatory requests in the past. Be ready to provide specific examples that highlight your problem-solving abilities and your approach to complex situations.
✨Build Rapport with Interviewers
Remember, it's not just about what you know but also how you connect with others. Practice your interpersonal skills and be genuine in your interactions. Show enthusiasm for the role and the firm, and don’t hesitate to ask insightful questions about their work culture and values.
✨Demonstrate Business Development Acumen
Since this role involves contributing to business development, think of ways you can help raise the firm's profile. Prepare ideas or strategies you might implement to attract new clients or enhance existing relationships, showcasing your market awareness and initiative.
