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- Tasks: Join us as a Risk & Control Analyst, ensuring compliance and managing risks daily.
- Company: Be part of a dynamic organization focused on regulatory adherence and risk awareness.
- Benefits: Enjoy competitive pay, profit sharing, flexible work options, and generous leave.
- Why this job: Make an impact in a collaborative culture while enhancing your skills in risk management.
- Qualifications: Experience in FCA-regulated environments and strong analytical skills are essential.
- Other info: We value diversity and encourage all qualified candidates to apply!
The predicted salary is between 36000 - 60000 £ per year.
Risk and Compliance Analyst
The Role
We are seeking a Risk and Compliance Analyst to support the delivery of compliance and risk management programmes. Reporting to both the Head of Risk and the Compliance Officer, you will play a vital role in ensuring regulatory adherence and promoting a culture of risk awareness across the organisation.
Key performance areas include regulatory compliance, risk and control management, and cross-departmental collaboration.
Key Responsibilities
Compliance:
- Assist with monitoring internal compliance, including evidence checking and thematic reviews.
- Draft and update policies and procedures, conduct annual reviews, and arrange staff training and attestations.
- Support regulatory horizon scanning, impact assessments, and implementation of relevant legislation and regulations.
- Prepare and submit regulatory reports (e.g., AIFMD Annex IV reporting).
- Maintain accurate regulatory records, including stop and watch lists, insiders lists, conflicts registers, and staff personal account dealing records.
- Ensure accurate and up-to-date information is maintained in relevant directories and handle regulatory correspondence.
Risk and Control Management:
- Support the maintenance of the risk register and risk control self-assessment process (RCSA).
- Assist with documenting and testing the design and effectiveness of internal controls.
- Contribute to the preparation of the annual Internal Controls Report and external audit management.
- Participate in due diligence reviews of third-party providers.
Reporting and Communication:
- Gather data and updates for risk and compliance reporting to senior committees and boards.
- Work collaboratively across departments to promote risk awareness and best practices.
Experience and Skills:
- Experience in risk and compliance within an FCA-regulated environment, preferably in asset management.
- Strong knowledge of regulatory frameworks and risk management topics, such as operational resilience and cyber risk.
- Experience preparing and submitting regulatory reports (e.g., Annex IV).
- Proficiency in compliance software systems.
- Analytical mindset with strong attention to detail and the ability to identify patterns and connections.
- Effective verbal and written communication skills, with the ability to engage stakeholders at all levels.
- Highly organised with the ability to manage multiple tasks and deadlines effectively.
- Practical, pragmatic, and open to identifying and implementing process improvements.
What We Offer:
- Competitive salary and annual profit share.
- Generous employer pension contributions.
- Private healthcare and at least 25 days of annual leave plus public holidays.
- Flexible and hybrid working options to support your work-life balance.
Diversity and Inclusion:
We are committed to fostering a diverse and inclusive workplace. All suitably qualified candidates will be considered for employment based on objective, job-related criteria, regardless of age, disability, ethnic origin, gender, marital status, race, religion, sexual orientation, or other characteristics protected by law.
How to Apply:
If you’re ready to bring your expertise in risk and compliance to a dynamic and collaborative environment, we encourage you to apply today!
Risk & Control Analyst employer: Denholm Associates
Contact Detail:
Denholm Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Control Analyst
✨Tip Number 1
Familiarize yourself with the specific regulatory frameworks relevant to the role, especially those pertaining to FCA regulations. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the compliance landscape.
✨Tip Number 2
Network with professionals in the risk and compliance field, particularly those who work in asset management. Engaging with industry peers can provide valuable insights and potentially lead to referrals or recommendations.
✨Tip Number 3
Stay updated on current trends and challenges in risk management and compliance, such as operational resilience and cyber risk. Being well-informed will allow you to contribute meaningfully during discussions and showcase your analytical mindset.
✨Tip Number 4
Prepare to discuss your experience with compliance software systems and how you've utilized them in previous roles. Highlighting your technical proficiency can set you apart from other candidates and show that you're ready to hit the ground running.
We think you need these skills to ace Risk & Control Analyst
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of a Risk and Compliance Analyst. Familiarize yourself with key concepts such as regulatory compliance, risk management, and internal controls.
Tailor Your CV: Customize your CV to highlight relevant experience in risk and compliance, especially within FCA-regulated environments. Emphasize your analytical skills, attention to detail, and any experience with compliance software systems.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your passion for risk management and compliance. Mention specific experiences that align with the job description, such as preparing regulatory reports or conducting risk assessments.
Highlight Communication Skills: Since effective communication is crucial for this role, provide examples in your application that demonstrate your ability to engage stakeholders at all levels. This could include experiences where you collaborated across departments or presented findings to senior committees.
How to prepare for a job interview at Denholm Associates
✨Understand Regulatory Frameworks
Make sure you have a solid grasp of the regulatory frameworks relevant to the role. Be prepared to discuss your experience with compliance in an FCA-regulated environment and how you've navigated these regulations in past roles.
✨Showcase Your Analytical Skills
Highlight your analytical mindset during the interview. Prepare examples that demonstrate your attention to detail and your ability to identify patterns and connections in data, especially in relation to risk management.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in risk and compliance situations. Think of specific instances where you had to implement process improvements or manage compliance issues effectively.
✨Emphasize Cross-Departmental Collaboration
Since the role involves working collaboratively across departments, be ready to discuss your experience in fostering teamwork and promoting risk awareness. Share examples of how you've successfully engaged stakeholders at various levels.
