Front Office Risk & Control Officer

Does the idea of playing a pivotal role in ensuring great client outcomes and robust risk management in a leading wealth management business sound right for you? If you\’re passionate about high standards, client care, and regulatory integrity, this opportunity could be the perfect next step.

We’re looking for…

A Front Office Risk & Control Officer to join our collaborative team, reporting to the Head of Risk & Control. You\’ll focus on monitoring Suitability across our Discretionary Management and Wealth Planning Services, ensuring compliance with regulatory standards and supporting the business with strategic initiatives and day-to-day risk queries.

You’ll need:

• Degree-level education or equivalent experience

• Experience in discretionary or advisory investment management

• Relevant compliance or industry qualifications

• Strong knowledge of FCA Suitability requirements and conduct rules

• Familiarity with JFSC and SEC guidance

• A strong understanding of investment products and client needs

You are…

• Highly focused on achieving good client outcomes

• Detail-oriented and accurate in your work

• Confident, with strong communication and influencing skills

• Collaborative, with the ability to work across teams

• Proactive and solutions-focused

• Committed to professional standards and regulatory excellence

The good stuff…

• A values-driven, client-centric culture

• The chance to influence best practices and drive improvements

• Exposure to senior stakeholders and strategic initiatives

• Ongoing professional development and training opportunities

• Competitive salary and benefits package – Hybrid working

Does this sound like you? Then we want to hear from you. Please get in touch today.