Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Ensure compliance with regulatory reporting and collaborate with diverse teams.
- Company: Join a leading global managed services provider in financial services.
- Benefits: Gain valuable experience in investment banking and enhance your professional skills.
- Why this job: Make an impact in the financial sector while developing expertise in regulatory operations.
- Qualifications: Strong organisational skills and analytical mindset required; finance knowledge is a plus.
- Other info: Full-time role in Glasgow with potential for flexible working based on client needs.
The predicted salary is between 36000 - 60000 £ per year.
Regulatory Operations Analyst – DOI
Fixed term contract
5 days per week in the office, with potential flex dependent on client needs Role Overview
We have an exciting opportunity at one of our Tier 1 Investment Banking clients within their Regulatory Reporting Transaction Management function. The role offers exposure to a wide range of financial products and close collaboration with internal stakeholders across Legal, Compliance, Operations, and Technology.
Responsibilities
- Ensure the organisation meets its monitoring and reporting obligations with a proactive and solution-oriented approach.
- Monitor exception reports to identify potential disclosure requirements across EMEA jurisdictions.
- Work to tight daily deadlines and regulatory timeframes.
- Develop a detailed understanding of exception types to support accurate regulatory filings.
- Build expertise in security transactions and a range of financial products.
- Establish strong working relationships with global stakeholders, including Legal, Compliance, Operations, and Technology teams.
- Contribute to continuous improvement initiatives and process enhancements.
Required Skills & Experience
- Strong organisational and time management skills with the ability to manage multiple deliverables.
- Excellent analytical and problem-solving capabilities with high attention to detail.
- Effective verbal and written communication skills.
- Ability to work independently and collaboratively within a team environment.
- Proven ability to build relationships across functions and geographies.
- Comfortable working under pressure and to stringent deadlines.
- Proficiency in Microsoft Office, particularly Excel.
- Knowledge of equity products including stocks, listed and OTC derivatives is advantageous.
- Understanding of operations and the trade lifecycle is preferred.
- Prior experience in investment banking, wealth management, or prime brokerage is beneficial.
- Familiarity with regulatory reporting and disclosure monitoring is desirable.
How We Work
Delta Capita is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, colour, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information, or any other status protected by applicable law. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. If you require any reasonable adjustments through your interview process, please use the designated space within the application questionnaire.
This is a full time, fixed term contract position located in Glasgow. As the selection and interview process is ongoing, please submit your application in English as soon as possible. If your profile is selected, a member of our team will contact you within 4 weeks. For this role, a valid working permit for the UK is mandatory.
Expectations regarding hybrid working
As we are a Service Provider and Consulting firm servicing clients, our policy for physically working from the office (which may be the client\’s offices or our own offices depending on the client) aligns to what our client\’s policies and expectations are and these vary. This particular project requires five days per week on site. However, there may be flexibility depending on the client\’s needs.
Who We Are
Delta Capita Group is a global managed services, consulting and solutions provider with a unique combination of experience in Financial Services and technology innovation capability. Our mission is to reinvent the financial services value chain providing technology based mutualised services for financial institutions for non differentiating services.
Our 3 offerings are
- Managed Services
- Consulting & Solutions
- Technology
Regulatory Operations Analyst - DOI employer: Delta Capita Group
Contact Detail:
Delta Capita Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Operations Analyst - DOI
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those who work at Delta Capita or similar firms. A friendly chat can open doors and give you insights that might just land you an interview.
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of regulatory reporting and financial products. We recommend creating a cheat sheet with key terms and concepts to help you feel confident and ready to impress.
✨Tip Number 3
Showcase your problem-solving skills during interviews. Think of examples from your past experiences where you tackled challenges head-on. This will demonstrate your analytical abilities and how you can contribute to continuous improvement initiatives.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re serious about joining our team and ready to dive into the exciting world of regulatory operations.
We think you need these skills to ace Regulatory Operations Analyst - DOI
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Regulatory Operations Analyst role. Highlight relevant experience, especially in regulatory reporting and financial products, to show us you’re the right fit for the job.
Craft a Compelling Cover Letter: Your cover letter should tell us why you’re passionate about this role and how your skills align with our needs. Use specific examples from your past experiences to demonstrate your problem-solving abilities and attention to detail.
Showcase Your Skills: Don’t forget to highlight your organisational and analytical skills in your application. We want to see how you manage multiple deliverables and work under pressure, so give us some concrete examples!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and keep track of it, plus you’ll get all the latest updates directly from us!
How to prepare for a job interview at Delta Capita Group
✨Know Your Regulatory Stuff
Make sure you brush up on your knowledge of regulatory reporting and disclosure monitoring. Familiarise yourself with the specific regulations that apply to EMEA jurisdictions, as this will show your potential employer that you're proactive and solution-oriented.
✨Master the Financial Products
Get a solid understanding of equity products, including stocks and derivatives. Being able to discuss these confidently during your interview will demonstrate your expertise and readiness for the role.
✨Showcase Your Analytical Skills
Prepare to discuss examples of how you've used your analytical and problem-solving skills in past roles. Think of specific situations where you identified issues and implemented solutions, especially under tight deadlines.
✨Build Relationships
Highlight your experience in building relationships across different functions and geographies. Be ready to share examples of how you've collaborated with teams like Legal, Compliance, and Operations, as this is crucial for the role.