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- Tasks: Analyse regulatory requirements and manage trade reporting processes.
- Company: Dynamic financial services firm in Central London.
- Benefits: Hybrid working, competitive pay, and potential for contract extension.
- Why this job: Join a fast-paced environment and make an impact in regulatory operations.
- Qualifications: 2+ years in trade and transaction regulatory reporting.
- Other info: Great opportunity for career growth in a supportive team.
The predicted salary is between 36000 - 60000 £ per year.
Location: Central London
Hybrid Working Hours: Monday to Friday 9am to 5.30pm
We are currently looking for an experienced Regulatory Operations Specialist with at least 2 years Trade and Transaction Regulatory reporting experience (ideally within your field of expertise), within at least one of the key regulations listed below:
- UK/EU Regulations
- MIFID Article 26 (Transaction Reporting)
- Securities Financing Transactions Regulation (SFTR Reporting)
- Securities Based Swap Dealer Reporting (SEC 901/902)
Responsibilities:
- Analysing and understanding of the regulatory technical requirements
- Implementing and/or running of BAU controls
- Exceptions management and issue prioritisation
- Management Information, design, build and reporting
- Governance and oversight of Trade and Transaction Reporting
Regulatory Operations Specialist (Trade & Transaction Regulatory Reporting) employer: Deloitte - Recruitment
Contact Detail:
Deloitte - Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Operations Specialist (Trade & Transaction Regulatory Reporting)
✨Tip Number 1
Network like a pro! Reach out to folks in the regulatory operations space on LinkedIn or at industry events. A friendly chat can open doors that a CV just can't.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of key regulations like MIFID and SFTR. We want you to show off your expertise and how it aligns with the role!
✨Tip Number 3
Practice makes perfect! Do mock interviews with friends or use online resources to get comfortable discussing your experience in trade and transaction reporting.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive!
We think you need these skills to ace Regulatory Operations Specialist (Trade & Transaction Regulatory Reporting)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Regulatory Operations Specialist. Highlight your experience with Trade and Transaction Regulatory Reporting, especially any work you've done with MIFID or SFTR. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about regulatory operations and how your background makes you a perfect fit for this role. We love seeing genuine enthusiasm, so let your personality come through!
Showcase Relevant Experience: When filling out your application, be sure to showcase any relevant experience you have with the key regulations mentioned in the job description. We’re particularly interested in your hands-on experience with UK/EU and North American regulations, so don’t hold back!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the easiest way for us to keep track of your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Deloitte - Recruitment
✨Know Your Regulations
Make sure you brush up on the key regulations mentioned in the job description, like MIFID Article 26 and SFTR Reporting. Being able to discuss these regulations confidently will show that you’re not just familiar with them, but that you understand their implications in a practical context.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully managed trade and transaction regulatory reporting. Highlight any challenges you faced and how you overcame them, as this will demonstrate your problem-solving skills and experience in the field.
✨Understand the Business As Usual (BAU) Controls
Familiarise yourself with what BAU controls entail in regulatory operations. Be ready to discuss how you’ve implemented or run these controls in previous positions, as this will illustrate your hands-on experience and understanding of operational processes.
✨Prepare Questions for Them
Think of insightful questions to ask during the interview about their current regulatory challenges or how they measure success in this role. This shows your genuine interest in the position and helps you assess if the company is the right fit for you.
