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- Tasks: Ensure compliance with trade and transaction regulations while providing expert guidance.
- Company: Dynamic financial firm located in Central London with a hybrid work model.
- Benefits: Competitive pay, flexible working hours, and opportunities for professional growth.
- Why this job: Join a team that shapes regulatory practices and makes a real difference in the industry.
- Qualifications: Minimum 2 years of experience in trade and transaction regulatory reporting.
- Other info: Exciting role with potential for extension and career advancement.
The predicted salary is between 36000 - 60000 £ per year.
We are currently looking for an experienced Compliance Officer with at least 2 years Trade and Transaction Regulatory reporting experience (ideally within your field of expertise), within at least one of the key regulations listed below:
- UK/EU Regulations: MIFID Article 26 (Transaction Reporting), Securities Financing Transactions Regulation (SFTR Reporting)
- North American Regulations: Securities Based Swap Dealer Reporting (SEC 901/902)
- APAC Regulations:
Responsibilities:
- Regulatory change horizon scanning
- Regulatory publications, review, interpretation and documentation
- Stakeholder involvement within regulatory change projects
- Providing regulatory technical advisory and guidance to internal stakeholders (mainly Regulatory Operations)
- Checking and challenging the first line
- Documenting/reviewing regulatory communications such as FCA Errors and Omissions Forms
- Documenting/reviewing Compliance Risk Assessments
Compliance Officer (Trade & Transaction Regulatory Reporting) in London employer: Deloitte - Recruitment
Contact Detail:
Deloitte - Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer (Trade & Transaction Regulatory Reporting) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a job that’s not even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on the latest regulations and trends in trade and transaction reporting. Show us you’re not just knowledgeable but passionate about compliance – it’ll make you stand out from the crowd!
✨Tip Number 3
Don’t forget to tailor your approach! When you apply through our website, highlight your specific experience with MIFID or SFTR reporting. We want to see how your skills align with what we need.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way. It shows your enthusiasm for the role and keeps you fresh in the interviewer's mind. Plus, it’s a great chance to reiterate why you’re the perfect fit!
We think you need these skills to ace Compliance Officer (Trade & Transaction Regulatory Reporting) in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your experience with trade and transaction regulatory reporting, especially any specific regulations mentioned in the job description. We want to see how your background fits perfectly with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills align with our needs. Be sure to mention any relevant projects or experiences that showcase your expertise in regulatory reporting.
Showcase Your Regulatory Knowledge: In your application, don’t forget to demonstrate your understanding of key regulations like MIFID and SFTR. We love candidates who can speak the language of compliance, so drop in some examples of how you've navigated these regulations in your previous roles.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about us and what we do!
How to prepare for a job interview at Deloitte - Recruitment
✨Know Your Regulations
Make sure you brush up on the key regulations mentioned in the job description, like MIFID Article 26 and SFTR Reporting. Being able to discuss these confidently will show that you’re not just familiar with them but also understand their implications.
✨Prepare Real-Life Examples
Think of specific instances where you've dealt with regulatory change or provided guidance on compliance matters. Having concrete examples ready will help you demonstrate your experience and problem-solving skills effectively.
✨Engage with Stakeholders
Since stakeholder involvement is crucial for this role, be prepared to discuss how you've collaborated with different teams in the past. Highlight your communication skills and how you’ve navigated complex discussions to achieve compliance goals.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions about the company’s approach to regulatory changes or how they handle compliance risk assessments. This shows your genuine interest in the role and helps you gauge if it’s the right fit for you.
