Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: You'll ensure governance and policy are integrated into investment management and research.
- Company: Join a reputable investment manager committed to best practices in the industry.
- Benefits: Enjoy a collaborative work environment with opportunities for professional growth.
- Why this job: Be part of a team that values innovation and addresses real-world challenges in finance.
- Qualifications: Experience in investment or wealth management is essential; understanding consumer duty is a plus.
- Other info: Ideal for those with a background in legal, regulatory, or compliance functions.
The predicted salary is between 43200 - 72000 £ per year.
An investment manager seeks an analyst to ensure governance and policy are integrated into the investment management and research process.
You will work with the team head across all major asset classes of the investment research function. You will coordinate the identification, drafting and maintenance of existing and new policies and procedures that interface with the research process.
Experience in investment and/or wealth management is essential as you take the initiative to solve problems, addressing solutions directly to the client, whether managing and delivering process or regulatory change. The role suits someone who has supported legal, regulatory, or compliance functions within an investment or wealth management business or third-party provider to this sector. Experience and understanding of consumer duty is preferred.
Demonstration of project and stakeholder management is vital. This is an excellent opportunity to join an established business with a long-standing commitment to best practices.
Regulation & Policy Analyst employer: Delectus Partners
Contact Detail:
Delectus Partners Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulation & Policy Analyst
✨Tip Number 1
Network with professionals in the investment and wealth management sectors. Attend industry events or webinars to connect with people who can provide insights into the role and potentially refer you.
✨Tip Number 2
Familiarise yourself with current regulations and policies affecting investment management. Being well-versed in these areas will not only boost your confidence but also demonstrate your commitment to the field during interviews.
✨Tip Number 3
Prepare to discuss specific examples of how you've managed projects or stakeholders in previous roles. Highlighting your experience in these areas will show that you have the necessary skills for this position.
✨Tip Number 4
Research the company’s values and commitment to best practices. Tailoring your conversation to align with their mission during interviews can set you apart from other candidates.
We think you need these skills to ace Regulation & Policy Analyst
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to grasp the key responsibilities and required skills. Highlight your experience in investment management, regulatory compliance, and policy drafting in your application.
Tailor Your CV: Customise your CV to reflect relevant experience in governance, policy integration, and stakeholder management. Use specific examples that demonstrate your problem-solving abilities and familiarity with consumer duty.
Craft a Compelling Cover Letter: Write a cover letter that connects your background to the role. Emphasise your initiative in addressing client solutions and your understanding of the investment management process. Make it personal and engaging.
Proofread and Edit: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. Ensure clarity and professionalism in your writing to make a strong impression.
How to prepare for a job interview at Delectus Partners
✨Understand the Regulatory Landscape
Familiarise yourself with the current regulations and policies relevant to investment management. Being able to discuss recent changes or trends in regulation will show your knowledge and commitment to the field.
✨Demonstrate Problem-Solving Skills
Prepare examples of how you've tackled challenges in previous roles, especially those related to compliance or regulatory issues. Highlighting your initiative in addressing client needs will resonate well with the interviewers.
✨Showcase Project Management Experience
Be ready to discuss specific projects you've managed, particularly those involving policy drafting or stakeholder engagement. This will illustrate your ability to coordinate effectively within a team and manage multiple priorities.
✨Highlight Your Understanding of Consumer Duty
If you have experience or knowledge about consumer duty, make sure to bring it up during the interview. Discuss how this understanding can enhance the investment management process and benefit clients.
