At a Glance
- Tasks: Support regulatory compliance and manage key internal compliance registers.
- Company: Respected financial services organisation with a collaborative culture.
- Benefits: Competitive salary, hybrid working, and professional development opportunities.
- Other info: Join a supportive team and enhance your career in a dynamic environment.
- Why this job: Broaden your compliance expertise and work with experienced professionals.
- Qualifications: Organised, detail-focused, with a passion for compliance activities.
The predicted salary is between 35000 - 40000 £ per year.
Compliance Associate £35k - £40k per annum + benefits London / Hybrid (4 days a week onsite) Permanent Are you an organised and detail-focused compliance professional looking for your next challenge?
Do you enjoy working across a broad range of compliance activities, from monitoring and reporting to training and policy development?
If so, this could be the opportunity you've been looking for.
We're recruiting on behalf of a highly respected financial services organisation seeking a Compliance Associate to join its collaborative Compliance team.
You'll play a key role in supporting regulatory compliance across the business, helping to identify, monitor and mitigate risk while ensuring robust processes and controls remain in place.
This is an excellent opportunity to broaden your compliance expertise, gain exposure to a wide variety of regulatory activities and work alongside experienced professionals in a supportive environment.
What you'll be doing Maintaining key internal compliance registers, including Insiders, Breaches Incidents, Gifts Entertainment, Personal Trades, Conflicts of Interest and Internal Training.
Developing, completing and reporting on compliance monitoring activities covering client trades, personal account dealing, transactions, communications and...
Contact Details:
Deerfoot Recruitment Solutions Ltd Recruitment Team