At a Glance
- Tasks: Support DMI business with regulatory advice and ensure compliance processes are maintained.
- Company: Join a leading tech firm revolutionising private fund markets with innovative solutions.
- Benefits: Competitive salary, flexible working, and opportunities for professional growth.
- Other info: Dynamic role with excellent career progression in a collaborative environment.
- Why this job: Be at the forefront of digital market infrastructure and make a real impact.
- Qualifications: Experience in securities markets compliance and strong analytical skills required.
The predicted salary is between 80000 - 100000 € per year.
Requirements
- Previous experience, preferably gained in Securities markets Compliance
- Effective communicator at all levels with excellent partnership and engagement skills
- Pragmatic with attention to detail, a good problem solver and able to work in a multi-team, constructive manner
- Able to work well with other departments and develop good working relationships across the business at all levels
- Good analytical skills
- Good organisational skills with the ability to progress issues on a timely basis, be flexible and prioritise workflows
What the job involves
- Reporting to the Head of DSM Compliance, the core focus of the role will be to support the DMI business, providing advice and guidance on the applicable rules and regulatory requirements, and ensuring appropriate processes and controls are maintained to meet those requirements.
- DMI operates an FCA-regulated entity, which uses distributed ledger technology (DLT) to deliver a secure and scalable marketplace for private funds.
- Provide timely and accurate input/advice to the DMI business on regulatory and licensing requirements for DMI projects/products, with particular focus on DLT-based initiatives including tokenisation, settlement and opportunities for DMI to support wider LSEG strategic ambitions.
- Lead on the delivery of reporting to, and advising, DMI governance forums, including the Board, and divisional compliance senior leadership on the compliance framework for DMI.
- Lead liaison with DMI’s primary regulatory authority, the FCA, as the primary contact for DMI, as well as with the Bank of England for DSS activities.
- Assist the businesses in developing commercial projects from a regulatory perspective, including obtaining regulatory permissions and licenses where required.
- Assist in the management of regulatory filings and obligations arising from DMI’s regulated activities, including reporting to the FCA and other global regulators as appropriate.
- Co-ordinating and supporting the wider Markets Compliance team as required, including with regulatory horizon scanning, rules mapping, obligations and risk assessments and the production of management information.
Senior Manager of Digital Market Infrastructure Compliance in London employer: Deepstreamtech
LSEG is an exceptional employer, offering a dynamic work environment that fosters collaboration and innovation in the rapidly evolving field of digital market infrastructure. With a strong commitment to employee development, we provide ample opportunities for growth and advancement, alongside a culture that values effective communication and teamwork. Located at the heart of the financial district, our team enjoys not only competitive benefits but also the unique advantage of being at the forefront of regulatory compliance in a cutting-edge technological landscape.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Manager of Digital Market Infrastructure Compliance in London
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, webinars, or even casual meet-ups. The more you engage with others, the better your chances of landing that Senior Manager role.
✨Show Off Your Skills
When you get the chance to chat with potential employers, make sure to highlight your experience in Securities markets Compliance. Share specific examples of how you've tackled challenges and built strong relationships across teams.
✨Be Ready for the Interview
Prepare for those tricky interview questions by practising your responses. Focus on your analytical skills and problem-solving abilities, and be ready to discuss how you can contribute to DMI's regulatory initiatives.
✨Apply Through Our Website
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Senior Manager of Digital Market Infrastructure Compliance in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role of Senior Manager of Digital Market Infrastructure Compliance. Highlight your previous experience in Securities markets Compliance and any relevant skills that match the job description. We want to see how you can bring your unique expertise to our team!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Talk about your effective communication skills and how you've successfully partnered with different teams in the past. Remember, we love a good story that showcases your problem-solving abilities!
Showcase Your Analytical Skills:In your application, don’t forget to highlight your analytical skills. Give examples of how you've tackled complex issues in a timely manner and prioritised workflows. We’re looking for someone who can navigate the regulatory landscape with ease, so make sure we see that in your application!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application directly and ensures you don’t miss out on any important updates. Plus, it shows us you’re keen to join our team at StudySmarter!
How to prepare for a job interview at Deepstreamtech
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of securities markets compliance and the specific regulations that apply to DLT-based initiatives. Being able to discuss these topics confidently will show that you're not just familiar with the basics, but that you can provide valuable insights and guidance.
✨Show Off Your Communication Skills
Since this role requires effective communication at all levels, practice articulating complex regulatory concepts in a clear and concise manner. Think about examples from your past where you've successfully engaged with different departments or stakeholders, and be ready to share those stories.
✨Demonstrate Problem-Solving Abilities
Prepare to discuss specific challenges you've faced in compliance roles and how you approached solving them. Highlight your attention to detail and your ability to work collaboratively across teams to find pragmatic solutions.
✨Be Organised and Flexible
This role demands good organisational skills and the ability to prioritise workflows. Come prepared with examples of how you've managed multiple projects or deadlines in the past, and be ready to discuss how you adapt to changing circumstances while keeping everything on track.
