Lead Compliance & Regulatory Manager in London

Lead Compliance & Regulatory Manager in London

London Full-Time 80000 - 100000 € / year (est.) Home office (partial)
Deepstreamtech

At a Glance

  • Tasks: Lead compliance initiatives and shape regulatory strategies for financial services technology.
  • Company: Join a pioneering tech firm transforming the financial landscape.
  • Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
  • Other info: Engage with industry leaders and influence the future of compliance technology.
  • Why this job: Be at the forefront of regulatory innovation and make a real impact in financial services.
  • Qualifications: 10+ years in regulatory compliance with strong communication and leadership skills.

The predicted salary is between 80000 - 100000 € per year.

We're looking for someone who combines deep regulatory expertise with commercial credibility and the ability to connect complex compliance requirements to real technology solutions.

You'll bring:

  • A background in regulatory compliance, risk management, or financial services technology, with broad and deep knowledge of the EMEA regulatory landscape as it applies to financial institutions — spanning lending, credit risk, customer lifecycle, data governance, and AI adoption.
  • Expert‑level understanding of key EMEA regulatory frameworks including AMLD, GDPR, MiFID II, the EU AI Act, the Mortgage Credit Directive, and the Consumer Credit Directive, as well as jurisdiction‑specific supervisory guidance across the region.
  • Demonstrated ability to engage as a peer with Heads of Risk, Compliance, and Regulatory Affairs at financial institutions — translating complex regulatory requirements into clear technology and business implications.
  • Proven ability to influence and align cross‑functional teams without direct authority, with excellent communication and presentation skills across both technical and commercial audiences.
  • An undergraduate degree or equivalent professional experience, supported by a track record of 10+ years in a related field.
  • (Desirable) An advanced degree or professional certification such as ICA, CAMS, or CRCM.
  • (Desirable) Experience with CLM, KYC/KYB, lending, or onboarding technology platforms; familiarity with nCino, Salesforce Financial Services Cloud, or equivalent enterprise SaaS.
  • (Desirable) A track record of public speaking, regulatory commentary, or industry publication authorship.
  • (Desirable) Existing relationships with regulatory bodies, industry associations, or senior compliance leaders across EMEA.
  • (Desirable) Experience providing structured regulatory feedback to product or engineering teams.

What the job involves:

At nCino, compliance is not a constraint — it's a competitive advantage. As the Lead Industry Principal for Compliance & Regulatory, you will be the senior regulatory voice within our Sales Excellence team, shaping how nCino engages the EMEA market on one of the most critical dimensions of financial services transformation.

Your mandate spans the full regulatory perimeter of nCino’s EMEA portfolio — from Client Lifecycle Management and customer onboarding through commercial lending, mortgage origination, and portfolio monitoring. You will bring authoritative expertise across emerging and evolving regulatory frameworks, including AI‑specific regulation such as the EU AI Act and supervisory guidance from financial authorities across the region.

This role sits at the intersection of deep subject matter expertise and commercial impact. You will influence, enable, and inspire — acting as a trusted advisor internally to our Sales, Presales, Marketing, and Partner teams, and as a credible, recognised external voice in the market.

If you want to shape how financial services regulation is understood and addressed through technology, this is where you do it.

Cultivate executive‑level relationships with Heads of Risk, Compliance, and Regulatory Affairs at financial institutions across EMEA — articulating how nCino’s capabilities address the specific regulatory expectations of each market across the full lending and CLM lifecycle.

Represent nCino as a credible, recognised voice on EMEA compliance and regulatory matters — participating in industry events, panels, and conferences, and contributing to written content, regulatory briefings, and thought leadership.

Enable the EMEA sales organisation through structured regulatory coaching, playbook development, and sales asset creation — equipping revenue teams to engage credibly with risk and compliance leaders and navigate regulatory objections.

Support pipeline generation by working alongside Business Development, Sales, Partners, and Marketing to identify and develop relationships with financial institutions navigating regulatory change or seeking to modernise their compliance infrastructure.

Align nCino’s go‑to‑market approach for CLM, lending, and portfolio monitoring to the regulatory landscape — contributing to competitive positioning and ensuring a consistent, compelling compliance value proposition across EMEA markets.

Enable System Integrators and technology partners to understand and address EMEA regulatory requirements through packaged solutions built on nCino’s platform, supporting partner enablement and compliant solution design.

Bring nCino’s responsible AI narrative to market by developing deep expertise in the EU AI Act and supervisory guidance from the EBA, ECB, and national authorities on AI use in credit decisioning, risk assessment, and CLM — ensuring customers can engage with nCino’s AI capabilities with confidence.

Serve as the primary commercial voice of EMEA regulatory requirements to nCino’s Product team — tracking regulatory change across key jurisdictions, assessing product roadmap implications, and translating compliance complexity into actionable product requirements.

Lead Compliance & Regulatory Manager in London employer: Deepstreamtech

At nCino, we pride ourselves on being an exceptional employer that fosters a culture of innovation and collaboration. As the Lead Compliance & Regulatory Manager, you will have the opportunity to shape the future of financial services regulation while working alongside industry leaders in a dynamic environment. Our commitment to employee growth is reflected in our supportive work culture, comprehensive training programmes, and the chance to engage with cutting-edge technology solutions that make compliance a competitive advantage.

Deepstreamtech

Contact Detail:

Deepstreamtech Recruiting Team

StudySmarter Expert Advice🤫

We think this is how you could land Lead Compliance & Regulatory Manager in London

Tip Number 1

Network like a pro! Get out there and connect with industry leaders, especially those in compliance and regulatory roles. Attend events, webinars, and conferences to meet potential employers and showcase your expertise.

Tip Number 2

Be the expert! Brush up on the latest EMEA regulatory frameworks and be ready to discuss how they impact financial institutions. This will not only impress interviewers but also show that you’re genuinely interested in the field.

Tip Number 3

Practice your pitch! Prepare a clear and concise explanation of how your experience aligns with the role. Focus on your ability to translate complex regulations into actionable insights for tech solutions — this is key for the Lead Compliance & Regulatory Manager position.

Tip Number 4

Apply through our website! We want to see your application come through directly. It shows initiative and gives us a chance to see your enthusiasm for joining the StudySmarter team.

We think you need these skills to ace Lead Compliance & Regulatory Manager in London

Regulatory Compliance
Risk Management
Financial Services Technology
EMEA Regulatory Landscape Knowledge
AML Regulations
GDPR
MiFID II

Some tips for your application 🫡

Know Your Stuff:Make sure you highlight your deep regulatory expertise and understanding of the EMEA landscape. We want to see how your background in compliance and risk management connects with real tech solutions.

Tailor Your Application:Don’t just send a generic CV! Tailor your application to reflect the specific requirements mentioned in the job description. Show us how your experience aligns with the role of Lead Compliance & Regulatory Manager.

Showcase Your Influence:We’re looking for someone who can engage with senior leaders. Use your application to demonstrate your ability to influence cross-functional teams and communicate complex ideas clearly.

Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss any important updates from our team!

How to prepare for a job interview at Deepstreamtech

Know Your Regulations Inside Out

Make sure you brush up on key EMEA regulatory frameworks like AMLD, GDPR, and MiFID II. Be ready to discuss how these regulations impact financial institutions and how technology can help navigate them. This shows you’re not just knowledgeable but also practical in applying that knowledge.

Showcase Your Communication Skills

Prepare to demonstrate your ability to engage with senior leaders in compliance and risk management. Use examples from your past experiences where you successfully translated complex regulatory requirements into actionable insights for cross-functional teams. This will highlight your influence and communication prowess.

Connect Compliance to Technology Solutions

Think about specific instances where you've linked compliance needs to tech solutions, especially in areas like Client Lifecycle Management or AI adoption. Be ready to explain how you’ve helped organisations modernise their compliance infrastructure through innovative technology.

Build Relationships and Network

If you have existing relationships with regulatory bodies or industry leaders, mention them! Discuss how these connections can benefit the role and the company. Networking is key in this field, and showing you have a solid foundation can set you apart from other candidates.