At a Glance
- Tasks: Shape innovative financial products while ensuring compliance with regulations.
- Company: Join a fast-growing fintech company on a mission to revolutionise wealth management.
- Benefits: Enjoy a structured workweek with early Friday finishes and a supportive team culture.
- Other info: We value your unique interests and personality—bring your whole self to work!
- Why this job: Be part of exciting projects that make a real difference in customers' financial journeys.
- Qualifications: Experience in regulatory permissions and a passion for innovation in finance.
The predicted salary is between 50000 - 60000 € per year.
We need the right knowledge in the team and the right regulatory permissions in place to launch innovative solutions that help our customers on their wealth building journey.
You’ll have experience in working on regulatory permission applications, and have a background in wealth, advice and/or financial planning.
- Strong written skills and excellent attention to detail. Comfortable drafting regulator-ready documents with minimal support. Legal qualification highly desirable.
- Thorough experience in the investments and wealth space with clear knowledge of rules, restrictions and best practices.
- Solid knowledge of FCA Financial Advice rules including staying abreast of upcoming regulatory changes.
- Keen interest in innovation in the financial guidance and advice space including the use of AI and Large Language Models.
- Working knowledge of consumer financial promotions regulation including COBS and BCOBS rules is very beneficial.
Someone with a genuine interest in Chip and is excited about being part of a fast-growing company and our mission to build the investment super app of the future.
Although we’re in the financial space, and under the scrutiny that comes with it, the current compliance team works well together, and even sometimes with a smile.
We want a real person, with interests outside of work, to join our team. You could be a dancer, a gamer, a musician, a parent, a hockey fan, or even that one person that still writes Twilight fan-fiction. Doesn’t matter to us.
At the interview stages, we will be looking for empathy, eq, fun stories, and the ability to smile even when things are tough.
What the job involves:
- We have some very exciting plans in the wealth management and advice space. We’re looking for a motivated and creative Compliance Manager to help us shape and bring these product plans to life.
- You’ll be working closely with Commercial and Product teams to push customer-centric and innovative options that help our customers.
- Shaping new propositions directly with the business, driving a compliant and innovative approach within new product offerings.
- Working within regulatory requirements to write, review and challenge regulatory submissions such as business plans, policies and applications.
- Reviewing and updating policies, monitoring and governance frameworks helping the business adapt procedures to new product requirements.
- Building strong relationships with first line teams to ensure your guidance, challenge and oversight is relevant to the products and processes at Chip.
- Seeking out knowledge of AI and technical innovations to support in your role and in product development and oversight processes.
- Horizon scanning and reviewing PRA and FCA policy statements as well as FOS publications and market best practice to ensure we’re always learning from what’s happening in the market.
Monday to Thursday: 9:00 AM – 6:00 PM
Friday: 8:00 AM – 4:00 PM (Start your weekend early!)
Enjoy a structured yet balanced workweek, with an early Friday finish to kickstart your weekend!
Compliance Manager (New Products) in London employer: Deepstreamtech
At Chip, we pride ourselves on being an innovative and supportive employer, dedicated to fostering a collaborative work culture where creativity thrives. As a Compliance Manager, you'll not only play a pivotal role in shaping our exciting product offerings but also enjoy a balanced workweek with early finishes on Fridays, allowing you to pursue your passions outside of work. With ample opportunities for professional growth and a team that values empathy and fun, Chip is the perfect place for those looking to make a meaningful impact in the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager (New Products) in London
✨Tip Number 1
Network like a pro! Get out there and connect with people in the compliance and financial planning space. Attend industry events, join relevant online forums, and don’t be shy about reaching out on LinkedIn. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of FCA rules and regulations. We want to see that you’re not just technically savvy but also genuinely interested in how these regulations impact innovative solutions. Bring your A-game and some fun stories to share!
✨Tip Number 3
Show off your personality! We’re looking for someone who can bring a smile to the team, so don’t hesitate to share your interests outside of work during interviews. Whether you’re into gaming or dancing, let your unique self shine through!
✨Tip Number 4
Apply directly through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows us you’re genuinely interested in being part of our mission to build the investment super app of the future.
We think you need these skills to ace Compliance Manager (New Products) in London
Some tips for your application 🫡
Show Off Your Writing Skills:Since strong written skills are a must for this role, make sure your application is clear, concise, and free of typos. Use professional language but let your personality shine through – we want to see the real you!
Tailor Your Application:Don’t just send a generic CV and cover letter. Take the time to tailor your application to highlight your experience in regulatory permission applications and your knowledge of FCA rules. We love seeing how your background fits with our mission!
Highlight Your Attention to Detail:We’re looking for someone with excellent attention to detail, so make sure your application reflects that. Double-check everything before you hit send, and consider including examples of how you've demonstrated this skill in your previous roles.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, it shows us you’re genuinely interested in joining our team at StudySmarter!
How to prepare for a job interview at Deepstreamtech
✨Know Your Regulations
Make sure you brush up on FCA Financial Advice rules and any recent regulatory changes. Being able to discuss these confidently will show that you're not just familiar with the rules, but that you’re also proactive about staying updated.
✨Showcase Your Writing Skills
Prepare to demonstrate your ability to draft regulator-ready documents. Bring examples of your previous work or be ready to discuss how you approach writing policies and applications. Attention to detail is key, so highlight your meticulous nature.
✨Bring Your Personality
Remember, they want a real person! Share your interests outside of work, whether it’s gaming, dancing, or even writing fan-fiction. This helps them see you as a well-rounded individual who can bring a bit of fun to the team.
✨Emphasise Team Collaboration
Be prepared to talk about how you’ve built strong relationships in previous roles. They value empathy and teamwork, so share stories that illustrate your ability to collaborate effectively, especially under pressure.
