At a Glance
- Tasks: Support compliance monitoring and prepare insightful reports for management.
- Company: Dynamic insurance company in the heart of the City.
- Benefits: Gain exposure to FCA regulations and professional development opportunities.
- Other info: Ideal for early-career professionals eager to grow in compliance.
- Why this job: Make a real impact in a fast-growing organisation while learning about compliance.
- Qualifications: Bachelor’s degree in law, business, finance, or related field required.
The predicted salary is between 30000 - 40000 € per year.
Are you passionate about upholding the highest standards of regulatory compliance and eager to make a tangible impact within a dynamic, fast-growing organisation? This is an exciting opportunity for early-career professionals to gain comprehensive exposure to FCA regulations, UK GDPR, SM&CR, and internal governance frameworks by joining a growing insurance company in the City.
What You’ll Do:
- Support the development and maintenance of compliance monitoring plans and assist in preparing insightful reports for senior management.
- Conduct routine regulatory checks, manage compliance documentation, and track key deadlines to ensure unwavering adherence to rules and policies.
- Draft, update, and maintain policies and procedures related to compliance, governance, and data protection, including GDPR activities.
- Support internal and external audit processes, gather evidence, and track remediation actions.
- Conduct regulatory research and assist teams with advisory support on new FCA guidance and thematic reviews.
- Monitor onboarding, KYC/AML checks, and maintain registers such as conflicts of interest and breaches.
- Facilitate compliance documentation coordination across international subsidiaries, supporting cross-border governance.
Required Skills:
- Bachelor’s degree in law, business, finance, or a related field.
- Sharp eye for detail with strong organisational skills to manage accurate and comprehensive records.
- Good understanding of FCA principles, UK GDPR, and general compliance concepts.
- Excellent written communication skills for drafting policies, reports, and summaries.
- Proficiency in MS Office Suite, especially Word, Excel, PowerPoint, and familiarity with SharePoint.
Nice to Have Skills:
- Experience working within a regulated financial services environment, particularly insurance.
- Exposure to compliance monitoring, risk management, or audit processes.
- Interest in advancing expertise in FCA regulations, SM&CR, and data protection.
- Familiarity with dashboarding tools such as Power BI for compliance reporting.
Preferred Education and Experience:
- Degree in law, business, finance, or a related discipline.
- Early-career candidates or those with some exposure to compliance within financial services are encouraged to apply.
Other Requirements:
- Willingness to support coordination for international subsidiaries and cross-border reporting.
- A proactive attitude towards learning and professional development.
Compliance Officer in Slough employer: Davies Talent Solutions
Join a vibrant and fast-growing insurance company in the heart of the City, where you will be empowered to uphold regulatory compliance while enjoying a supportive work culture that prioritises professional development. With comprehensive training opportunities and exposure to FCA regulations and GDPR, this role offers early-career professionals a chance to make a meaningful impact while collaborating with a diverse team dedicated to excellence. Experience a dynamic environment that values innovation and encourages growth, making it an excellent place to launch your career in compliance.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer in Slough
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance field on LinkedIn or at industry events. We can’t stress enough how valuable personal connections can be in landing that Compliance Officer role.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and UK GDPR. We recommend creating a cheat sheet of key points to discuss, so you can impress your interviewers with your knowledge and enthusiasm.
✨Tip Number 3
Showcase your organisational skills! During interviews, share examples of how you've managed compliance documentation or tracked deadlines. We want to see that sharp eye for detail in action!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Compliance Officer in Slough
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your relevant skills and experiences that align with the Compliance Officer role. We want to see how your background fits into our dynamic environment!
Showcase Your Attention to Detail:Since this role requires a sharp eye for detail, be sure to demonstrate this in your application. Use clear formatting, check for typos, and ensure all information is accurate. It’s all about making a great first impression!
Highlight Your Communication Skills:As you'll be drafting policies and reports, it’s crucial to showcase your written communication skills. Use concise language and structure your application well to reflect your ability to convey complex information clearly.
Apply Through Our Website:We encourage you to apply directly through our website. This way, you can ensure your application reaches us quickly and you’ll have access to all the latest updates about the role and our company!
How to prepare for a job interview at Davies Talent Solutions
✨Know Your Regulations
Make sure you brush up on FCA regulations, UK GDPR, and SM&CR before the interview. Being able to discuss these topics confidently will show that you're serious about the role and understand the compliance landscape.
✨Showcase Your Organisational Skills
Prepare examples of how you've managed records or documentation in the past. Highlight your attention to detail and organisational skills, as these are crucial for a Compliance Officer. Think of specific instances where you successfully tracked deadlines or maintained compliance documentation.
✨Communicate Clearly
Since you'll be drafting policies and reports, practice articulating your thoughts clearly. During the interview, focus on being concise and structured in your responses. This will demonstrate your written communication skills and ability to convey complex information simply.
✨Be Proactive About Learning
Express your eagerness to learn and grow within the compliance field. Mention any relevant courses or certifications you're considering, or discuss how you stay updated on regulatory changes. This proactive attitude will resonate well with interviewers looking for early-career professionals.
