At a Glance
- Tasks: Support compliance monitoring and prepare insightful reports for management.
- Company: Dynamic insurance company in the City with a focus on regulatory compliance.
- Benefits: Gain exposure to FCA regulations and professional development opportunities.
- Other info: Ideal for early-career professionals eager to learn and grow.
- Why this job: Make a tangible impact in a fast-growing organisation while advancing your career.
- Qualifications: Bachelor’s degree in law, business, finance, or related field required.
The predicted salary is between 30000 - 40000 € per year.
Are you passionate about upholding the highest standards of regulatory compliance and eager to make a tangible impact within a dynamic, fast-growing organisation? This is an exciting opportunity for early-career professionals to gain comprehensive exposure to FCA regulations, UK GDPR, SM&CR, and internal governance frameworks, by joining a growing insurance company in the City.
What You’ll Do:
- Support the development and maintenance of compliance monitoring plans and assist in preparing insightful reports for senior management.
- Conduct routine regulatory checks, manage compliance documentation, and track key deadlines to ensure unwavering adherence to rules and policies.
- Draft, update, and maintain policies and procedures related to compliance, governance, and data protection, including GDPR activities.
- Support internal and external audit processes, gather evidence, and track remediation actions.
- Conduct regulatory research and assist teams with advisory support on new FCA guidance and thematic reviews.
- Monitor onboarding, KYC/AML checks, and maintain registers such as conflicts of interest and breaches.
- Facilitate compliance documentation coordination across international subsidiaries, supporting cross-border governance.
Required Skills:
- Bachelor’s degree in law, business, finance, or a related field.
- Sharp eye for detail with strong organisational skills to manage accurate and comprehensive records.
- Good understanding of FCA principles, UK GDPR, and general compliance concepts.
- Excellent written communication skills for drafting policies, reports, and summaries.
- Proficiency in MS Office Suite, especially Word, Excel, PowerPoint, and familiarity with SharePoint.
Nice to Have Skills:
- Experience working within a regulated financial services environment, particularly insurance.
- Exposure to compliance monitoring, risk management, or audit processes.
- Interest in advancing expertise in FCA regulations, SM&CR, and data protection.
- Familiarity with dashboarding tools such as Power BI for compliance reporting.
Preferred Education and Experience:
- Degree in law, business, finance, or a related discipline.
- Early-career candidates or those with some exposure to compliance within financial services are encouraged to apply.
Other Requirements:
- Willingness to support coordination for international subsidiaries and cross-border reporting.
- A proactive attitude towards learning and professional development.
Legal Risk and Compliance Officer in London employer: Davies Talent Solutions
Join a forward-thinking insurance company in the heart of the City, where you will thrive in a vibrant work culture that prioritises professional growth and development. As a Legal Risk and Compliance Officer, you will benefit from comprehensive training in FCA regulations and GDPR, while enjoying a supportive environment that encourages innovation and collaboration. With opportunities for career advancement and a commitment to maintaining high compliance standards, this role offers a meaningful pathway to make a significant impact in the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Legal Risk and Compliance Officer in London
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance field on LinkedIn or at industry events. We can’t stress enough how valuable personal connections can be in landing that dream job.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and UK GDPR. We recommend creating a cheat sheet of key points to discuss, so you can impress your interviewers with your knowledge and enthusiasm.
✨Tip Number 3
Showcase your skills! Bring along examples of your work or projects related to compliance during interviews. We love seeing candidates who can demonstrate their experience and how they can add value to our team.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. We’re excited to see what you bring to the table!
We think you need these skills to ace Legal Risk and Compliance Officer in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your relevant skills and experiences that align with the role of a Legal Risk and Compliance Officer. We want to see how your background fits into our compliance framework!
Showcase Your Communication Skills:Since excellent written communication is key for this role, ensure your application is clear, concise, and free of errors. Use professional language but let your personality shine through – we love a bit of character!
Highlight Relevant Experience:If you’ve got any experience in compliance, risk management, or even just a solid understanding of FCA regulations, make sure to bring that to the forefront. We’re keen on seeing how you can contribute to our compliance efforts!
Apply Through Our Website:We encourage you to submit your application directly through our website. It’s the best way for us to receive your details and ensures you’re considered for this exciting opportunity with StudySmarter!
How to prepare for a job interview at Davies Talent Solutions
✨Know Your Regulations
Make sure you brush up on FCA regulations, UK GDPR, and SM&CR before the interview. Being able to discuss these topics confidently will show that you're serious about the role and understand the compliance landscape.
✨Showcase Your Organisational Skills
Prepare examples of how you've managed records or documentation in the past. Highlight your attention to detail and organisational skills, as these are crucial for a Compliance Officer. Use specific instances where you tracked deadlines or maintained compliance documentation.
✨Communicate Clearly
Since you'll be drafting policies and reports, practice articulating your thoughts clearly. You might even want to prepare a brief summary of a compliance topic to demonstrate your written communication skills during the interview.
✨Be Proactive About Learning
Express your eagerness to learn and grow within the compliance field. Mention any relevant courses or certifications you're considering, and show that you're committed to staying updated on regulatory changes and best practices.
