At a Glance
- Tasks: Support compliance monitoring and prepare insightful reports for management.
- Company: Dynamic insurance company in the City with a focus on growth.
- Benefits: Gain exposure to FCA regulations and professional development opportunities.
- Other info: Ideal for early-career professionals eager to grow in a regulated environment.
- Why this job: Make a tangible impact while learning about compliance and risk management.
- Qualifications: Bachelor’s degree in law, business, or finance; detail-oriented and organised.
The predicted salary is between 30000 - 40000 € per year.
Are you passionate about upholding the highest standards of regulatory compliance and eager to make a tangible impact within a dynamic, fast-growing organisation? This is an exciting opportunity for early-career professionals to gain comprehensive exposure to FCA regulations, UK GDPR, SM&CR, and internal governance frameworks, by joining a growing insurance company in the City.
What You’ll Do:
- Support the development and maintenance of compliance monitoring plans and assist in preparing insightful reports for senior management.
- Conduct routine regulatory checks, manage compliance documentation, and track key deadlines to ensure unwavering adherence to rules and policies.
- Draft, update, and maintain policies and procedures related to compliance, governance, and data protection, including GDPR activities.
- Support internal and external audit processes, gather evidence, and track remediation actions.
- Conduct regulatory research and assist teams with advisory support on new FCA guidance and thematic reviews.
- Monitor onboarding, KYC/AML checks, and maintain registers such as conflicts of interest and breaches.
- Facilitate compliance documentation coordination across international subsidiaries, supporting cross-border governance.
Required Skills:
- Bachelor’s degree in law, business, finance, or a related field.
- Sharp eye for detail with strong organisational skills to manage accurate and comprehensive records.
- Good understanding of FCA principles, UK GDPR, and general compliance concepts.
- Excellent written communication skills for drafting policies, reports, and summaries.
- Proficiency in MS Office Suite, especially Word, Excel, PowerPoint, and familiarity with SharePoint.
Nice to Have Skills:
- Experience working within a regulated financial services environment, particularly insurance.
- Exposure to compliance monitoring, risk management, or audit processes.
- Interest in advancing expertise in FCA regulations, SM&CR, and data protection.
- Familiarity with dashboarding tools such as Power BI for compliance reporting.
Preferred Education and Experience:
- Degree in law, business, finance, or a related discipline.
- Early-career candidates or those with some exposure to compliance within financial services are encouraged to apply.
Other Requirements:
- Willingness to support coordination for international subsidiaries and cross-border reporting.
- A proactive attitude towards learning and professional development.
Compliance & Risk Officer Compliance & Risk Officer in London employer: Davies Talent Solutions
Join a vibrant and fast-growing insurance company in the heart of the City, where you will have the opportunity to develop your career as a Compliance & Risk Officer. Our supportive work culture fosters professional growth through comprehensive training and exposure to FCA regulations and governance frameworks, ensuring you make a meaningful impact while enjoying a collaborative environment. With a focus on employee development and a commitment to upholding the highest standards of compliance, we offer a unique chance to thrive in a dynamic sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance & Risk Officer Compliance & Risk Officer in London
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance and risk field on LinkedIn. Join relevant groups and participate in discussions to get your name out there and show your enthusiasm for the industry.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and UK GDPR. We recommend creating a cheat sheet of key concepts and recent changes to impress your interviewers with your knowledge and passion for compliance.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you, and tailor your approach to each company’s culture and mission.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in showing your appreciation and keeping you top of mind. Plus, it’s a great chance to reiterate your interest in the role.
We think you need these skills to ace Compliance & Risk Officer Compliance & Risk Officer in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your relevant skills and experiences that align with the Compliance & Risk Officer role. We want to see how your background fits into our dynamic environment!
Showcase Your Attention to Detail:Since this role requires a sharp eye for detail, be sure to demonstrate this in your application. Use clear formatting, check for typos, and ensure your documents are well-organised. It reflects your ability to manage compliance documentation effectively!
Highlight Your Communication Skills:As excellent written communication is key for drafting policies and reports, include examples of your writing skills in your application. Whether it’s a project report or a presentation, show us you can convey complex information clearly.
Apply Through Our Website:We encourage you to apply directly through our website for the best chance of getting noticed. It’s the easiest way for us to keep track of your application and ensures you’re considered for this exciting opportunity!
How to prepare for a job interview at Davies Talent Solutions
✨Know Your Regulations
Make sure you brush up on FCA regulations, UK GDPR, and SM&CR before the interview. Being able to discuss these topics confidently will show that you're serious about compliance and understand the landscape you'll be working in.
✨Showcase Your Organisational Skills
Prepare examples of how you've managed records or documentation in the past. Highlight your attention to detail and organisational skills, as these are crucial for a Compliance & Risk Officer role.
✨Practice Your Communication
Since you'll be drafting policies and reports, practice articulating your thoughts clearly. You might even want to prepare a brief summary of a compliance topic to demonstrate your written communication skills during the interview.
✨Be Ready for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios. Think through potential challenges you might face in the role and how you would approach them, showing your proactive attitude towards problem-solving.
