Chief Risk & Compliance Officer — Investment Management in London
Chief Risk & Compliance Officer — Investment Management

Chief Risk & Compliance Officer — Investment Management in London

London Full-Time 100000 - 150000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead risk and compliance strategies in a dynamic investment management environment.
  • Company: Reputable investment management firm in Greater London with a strong regulatory focus.
  • Benefits: Competitive salary, executive perks, and opportunities for professional growth.
  • Other info: Join a forward-thinking team dedicated to excellence in risk management.
  • Why this job: Shape the future of risk management while influencing key decisions at the executive level.
  • Qualifications: Extensive experience in investment management and deep knowledge of UK regulations.

The predicted salary is between 100000 - 150000 £ per year.

Davies Talent Solutions is seeking a credible Chief Risk Officer for a regulated investment management business in Greater London. The role demands executive-level experience in investment management, deep knowledge of UK regulations including UCITS and Consumer Duty, and the ability to drive a robust risk management framework.

Responsibilities include:

  • Leading the risk and compliance agenda
  • Providing independent challenge to the executive team
  • Managing key regulatory relationships

A solid background in portfolio construction and liquidity risk is essential.

Chief Risk & Compliance Officer — Investment Management in London employer: Davies Talent Solutions

Davies Talent Solutions is an exceptional employer, offering a dynamic work environment in the heart of Greater London. With a strong focus on employee development and a culture that values integrity and collaboration, we provide our team with unique opportunities to grow within the investment management sector. Our commitment to compliance and risk management not only ensures regulatory excellence but also fosters a rewarding career path for professionals looking to make a significant impact.
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Contact Detail:

Davies Talent Solutions Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Chief Risk & Compliance Officer — Investment Management in London

Tip Number 1

Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that fits your skills perfectly.

Tip Number 2

Prepare for interviews by brushing up on UK regulations, especially UCITS and Consumer Duty. We want you to be able to discuss these topics confidently, showing that you’re not just familiar but also passionate about compliance and risk management.

Tip Number 3

When you get an interview, don’t just talk about your experience—share specific examples of how you've driven risk management frameworks in the past. This will help you stand out as a credible candidate who can provide independent challenge to executive teams.

Tip Number 4

Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we’re always looking for top talent like you to join our network in the investment management space.

We think you need these skills to ace Chief Risk & Compliance Officer — Investment Management in London

Executive-Level Experience
Investment Management
Knowledge of UK Regulations
UCITS
Consumer Duty
Risk Management Framework
Independent Challenge
Regulatory Relationship Management
Portfolio Construction
Liquidity Risk

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to highlight your executive-level experience in investment management. We want to see how your background aligns with the role, especially your knowledge of UK regulations like UCITS and Consumer Duty.

Showcase Your Skills: In your application, don’t just list your skills—show us how you’ve applied them! We’re looking for examples of how you’ve driven a robust risk management framework and provided independent challenge to executive teams.

Highlight Regulatory Relationships: Since managing key regulatory relationships is crucial, make sure to mention any relevant experiences. We want to know how you've navigated these relationships in the past and what impact it had on your previous roles.

Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensure it gets the attention it deserves!

How to prepare for a job interview at Davies Talent Solutions

Know Your Regulations

Make sure you brush up on UK regulations like UCITS and Consumer Duty. Being able to discuss these in detail will show that you’re not just familiar with the rules, but that you can apply them effectively in a real-world context.

Demonstrate Executive Experience

Prepare examples from your past roles where you've successfully led risk management initiatives. Highlight how your executive-level experience has shaped your approach to compliance and risk, as this will resonate well with the interviewers.

Showcase Your Framework Skills

Be ready to discuss how you would drive a robust risk management framework. Think about specific strategies you've implemented before and be prepared to explain how they could be adapted for their business.

Engage with Regulatory Relationships

Talk about your experience managing key regulatory relationships. This is crucial for the role, so share insights on how you’ve navigated these interactions and any challenges you’ve overcome in the past.

Chief Risk & Compliance Officer — Investment Management in London
Davies Talent Solutions
Location: London

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