Compliance Officer

Compliance Officer

Full-Time 30000 - 40000 € / year (est.) No home office possible
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At a Glance

  • Tasks: Support compliance monitoring and prepare insightful reports for management.
  • Company: Fast-growing insurance company in the heart of the City.
  • Benefits: Gain valuable experience in regulatory compliance and governance.
  • Other info: Dynamic environment with opportunities for career growth and development.
  • Why this job: Make a real impact while learning about FCA regulations and data protection.
  • Qualifications: Bachelor’s degree in law, business, finance, or related field.

The predicted salary is between 30000 - 40000 € per year.

Are you passionate about upholding the highest standards of regulatory compliance and eager to make a tangible impact within a dynamic, fast-growing organisation? This is an exciting opportunity for early-career professionals to gain comprehensive exposure to FCA regulations, UK GDPR, SM CR, and internal governance frameworks, by joining a growing insurance company in the City.

What You’ll Do:

  • Support the development and maintenance of compliance monitoring plans and assist in preparing insightful reports for senior management.
  • Conduct routine regulatory checks, manage compliance documentation, and track key deadlines to ensure unwavering adherence to rules and policies.
  • Draft, update, and maintain policies and procedures related to compliance, governance, and data protection, including GDPR activities.
  • Support internal and external audit processes, gather evidence, and track remediation actions.
  • Conduct regulatory research and assist teams with advisory support on new FCA guidance and thematic reviews.
  • Monitor onboarding, KYC/AML checks, and maintain registers such as conflicts of interest and breaches.
  • Facilitate compliance documentation coordination across international subsidiaries, supporting cross-border governance.

Required Skills:

  • Bachelor’s degree in law, business, finance, or a related field.

Compliance Officer employer: Davies Talent Solutions

Join a forward-thinking insurance company in the heart of the City, where you will thrive in a collaborative and inclusive work culture that prioritises employee development and growth. With a strong commitment to regulatory excellence, we offer comprehensive training opportunities and the chance to work alongside industry experts, ensuring you make a meaningful impact while advancing your career in compliance.

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Contact Detail:

Davies Talent Solutions Recruiting Team

StudySmarter Expert Advice🤫

We think this is how you could land Compliance Officer

Tip Number 1

Network like a pro! Reach out to professionals in the compliance field on LinkedIn or at industry events. We can’t stress enough how valuable personal connections can be in landing that Compliance Officer role.

Tip Number 2

Prepare for interviews by brushing up on FCA regulations and GDPR. We recommend creating a cheat sheet of key points to discuss, so you can impress your interviewers with your knowledge and enthusiasm.

Tip Number 3

Showcase your skills through real-life examples. When discussing your experience, we suggest using the STAR method (Situation, Task, Action, Result) to clearly demonstrate how you've tackled compliance challenges in the past.

Tip Number 4

Don’t forget to apply through our website! We’ve got loads of opportunities waiting for you, and applying directly can sometimes give you an edge over other candidates. Let’s get you that Compliance Officer position!

We think you need these skills to ace Compliance Officer

Regulatory Compliance
FCA Regulations
UK GDPR
SMCR
Compliance Monitoring
Report Preparation
Regulatory Checks

Some tips for your application 🫡

Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Compliance Officer role. Highlight any relevant coursework or projects related to FCA regulations, GDPR, or compliance frameworks to show us you’re a great fit!

Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to express your passion for compliance and how you can contribute to our dynamic team. Don’t forget to mention specific experiences that demonstrate your understanding of compliance and governance.

Showcase Your Attention to Detail:As a Compliance Officer, attention to detail is key. In your application, make sure to present information clearly and accurately. A well-structured application will show us that you have what it takes to manage compliance documentation effectively.

Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates about the process. We can’t wait to hear from you!

How to prepare for a job interview at Davies Talent Solutions

Know Your Regulations

Make sure you brush up on FCA regulations, UK GDPR, and SM CR before the interview. Being able to discuss these topics confidently will show that you're serious about the role and understand the compliance landscape.

Showcase Your Analytical Skills

Prepare examples of how you've conducted regulatory checks or managed compliance documentation in the past. Use specific instances to demonstrate your attention to detail and ability to track key deadlines effectively.

Be Ready for Scenario Questions

Expect questions that ask how you would handle compliance issues or regulatory changes. Think through potential scenarios beforehand and be ready to explain your thought process and decision-making skills.

Ask Insightful Questions

At the end of the interview, have a few thoughtful questions prepared about the company's compliance culture or upcoming regulatory challenges. This shows your genuine interest in the role and helps you assess if it's the right fit for you.