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- Tasks: Join us as a Compliance Manager, providing essential compliance services and advice across our growing firm.
- Company: We're an ambitious financial services firm with an inclusive and supportive culture.
- Benefits: Enjoy a dynamic work environment with opportunities for career growth and development.
- Why this job: This role offers exposure to senior leaders and the chance to influence business strategy.
- Qualifications: Ideal candidates have experience in Financial Services and knowledge of FCA handbooks.
- Other info: Be part of a collaborative team that values your input and encourages learning.
The predicted salary is between 43200 - 72000 £ per year.
My client, an ambitious & growing financial services firm, known for their inclusive & supportive culture, are looking to appoint a dynamic & solutions-oriented Compliance professional to provide effective compliance services across the business.
Reporting to the Compliance Director, the role will support the design & delivery of a broad range of 2nd line Compliance activities – providing effective advice & consultancy to key stakeholders across the business whilst contributing to business strategy & operations.
This includes:
- Undertaking monitoring & assurance activities
- Advising Channel Heads on control enhancements, actions & solutions
- Collaborate & influence senior leaders on balancing commercial objectives with their regulatory obligations
- Support with FCA regulatory visits and thematic reviews
This is an exciting opportunity for someone looking to progress and develop their Compliance career within an experienced and supportive team, with excellent exposure to key stakeholders and the senior leadership team.
The ideal candidate will have worked in a Financial Services business in a 2nd Line role; have working knowledge of FCA handbooks; be an effective, articulate communicator with the ability to engage and influence; demonstrate an eagerness to learn, progress and develop their knowledge; possess the ability to operate independently and as part of a team.
Compliance Manager employer: Davies Talent Solutions
Contact Detail:
Davies Talent Solutions Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Familiarize yourself with the FCA handbooks and recent regulatory changes. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the compliance field.
✨Tip Number 2
Network with professionals in the financial services sector, especially those in compliance roles. Engaging with them can provide insights into the company culture and expectations, which can be beneficial during your application process.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully influenced stakeholders in previous roles. Highlighting your communication skills and ability to balance commercial objectives with regulatory obligations will set you apart.
✨Tip Number 4
Research the company's values and culture. Tailoring your approach to align with their inclusive and supportive environment can show that you're a great fit for their team.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Understand the Role: Take the time to thoroughly read the job description for the Compliance Manager position. Understand the key responsibilities and required skills, especially the importance of compliance services in a financial services firm.
Tailor Your CV: Customize your CV to highlight relevant experience in compliance roles, particularly in the financial services sector. Emphasize your knowledge of FCA handbooks and any previous 2nd line compliance work.
Craft a Compelling Cover Letter: Write a cover letter that showcases your communication skills and ability to influence stakeholders. Mention specific examples of how you've successfully balanced commercial objectives with regulatory obligations in past roles.
Highlight Continuous Learning: In your application, express your eagerness to learn and develop within the compliance field. Mention any relevant certifications or training you have completed, as well as your commitment to staying updated on regulatory changes.
How to prepare for a job interview at Davies Talent Solutions
✨Understand the Regulatory Landscape
Make sure you have a solid grasp of the FCA handbooks and relevant regulations. This knowledge will not only help you answer questions confidently but also demonstrate your commitment to compliance.
✨Showcase Your Communication Skills
As a Compliance Manager, you'll need to engage with various stakeholders. Prepare examples that highlight your ability to communicate complex compliance issues clearly and effectively.
✨Demonstrate Problem-Solving Abilities
Be ready to discuss how you've previously identified compliance issues and implemented solutions. Use specific examples to illustrate your proactive approach and solutions-oriented mindset.
✨Express Your Eagerness to Learn
Highlight your desire to grow within the compliance field. Discuss any recent training or certifications you've pursued, and express your enthusiasm for continuous professional development.
