At a Glance
- Tasks: Support compliance monitoring and prepare insightful reports for management.
- Company: Dynamic insurance company in the City with a focus on regulatory compliance.
- Benefits: Gain exposure to FCA regulations and professional development opportunities.
- Other info: Ideal for early-career professionals eager to grow in compliance and governance.
- Why this job: Make a tangible impact while learning about compliance in a fast-growing organisation.
- Qualifications: Bachelor’s degree in law, business, or finance; detail-oriented and organised.
The predicted salary is between 30000 - 40000 € per year.
Are you passionate about upholding the highest standards of regulatory compliance and eager to make a tangible impact within a dynamic, fast-growing organisation? This is an exciting opportunity for early-career professionals to gain comprehensive exposure to FCA regulations, UK GDPR, SM&CR, and internal governance frameworks, by joining a growing insurance company in the City.
What You’ll Do:
- Support the development and maintenance of compliance monitoring plans and assist in preparing insightful reports for senior management.
- Conduct routine regulatory checks, manage compliance documentation, and track key deadlines to ensure unwavering adherence to rules and policies.
- Draft, update, and maintain policies and procedures related to compliance, governance, and data protection, including GDPR activities.
- Support internal and external audit processes, gather evidence, and track remediation actions.
- Conduct regulatory research and assist teams with advisory support on new FCA guidance and thematic reviews.
- Monitor onboarding, KYC/AML checks, and maintain registers such as conflicts of interest and breaches.
- Facilitate compliance documentation coordination across international subsidiaries, supporting cross-border governance.
Required Skills:
- Bachelor’s degree in law, business, finance, or a related field.
- Sharp eye for detail with strong organisational skills to manage accurate and comprehensive records.
- Good understanding of FCA principles, UK GDPR, and general compliance concepts.
- Excellent written communication skills for drafting policies, reports, and summaries.
- Proficiency in MS Office Suite, especially Word, Excel, PowerPoint, and familiarity with SharePoint.
Nice to Have Skills:
- Experience working within a regulated financial services environment, particularly insurance.
- Exposure to compliance monitoring, risk management, or audit processes.
- Interest in advancing expertise in FCA regulations, SM&CR, and data protection.
- Familiarity with dashboarding tools such as Power BI for compliance reporting.
Preferred Education and Experience:
- Degree in law, business, finance, or a related discipline.
- Early-career candidates or those with some exposure to compliance within financial services are encouraged to apply.
Other Requirements:
- Willingness to support coordination for international subsidiaries and cross-border reporting.
- A proactive attitude towards learning and professional development.
Compliance Officer in City of London employer: Davies Talent Solutions
Join a vibrant and fast-growing insurance company in the heart of the City, where you will be part of a supportive work culture that prioritises professional development and compliance excellence. With comprehensive training opportunities and exposure to key regulatory frameworks, this role offers early-career professionals a chance to make a meaningful impact while enjoying a collaborative environment that values innovation and integrity.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer in City of London
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance field on LinkedIn or at industry events. We can’t stress enough how valuable personal connections can be in landing that Compliance Officer role.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and UK GDPR. We recommend creating a cheat sheet of key points to discuss, so you can impress your interviewers with your knowledge and enthusiasm.
✨Tip Number 3
Showcase your skills! Bring along examples of your work, like reports or policies you've drafted. We believe that demonstrating your experience can set you apart from other candidates.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities waiting for you, and applying directly can sometimes give you an edge. Let’s get you that Compliance Officer position!
We think you need these skills to ace Compliance Officer in City of London
Some tips for your application 🫡
Show Your Passion:Let us see your enthusiasm for compliance! In your application, mention why you’re excited about upholding regulatory standards and how you can contribute to our dynamic team.
Tailor Your CV:Make sure your CV highlights relevant skills and experiences that align with the Compliance Officer role. We want to see your understanding of FCA regulations and GDPR, so don’t hold back!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain how your background fits the job description and share any specific experiences that demonstrate your compliance knowledge.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity!
How to prepare for a job interview at Davies Talent Solutions
✨Know Your Regulations
Make sure you brush up on FCA regulations, UK GDPR, and SM&CR before the interview. Being able to discuss these topics confidently will show that you're serious about the role and understand the compliance landscape.
✨Showcase Your Organisational Skills
Prepare examples of how you've managed records or documentation in the past. Highlight your attention to detail and organisational skills, as these are crucial for a Compliance Officer. Use specific instances where you tracked deadlines or maintained compliance documentation.
✨Communicate Clearly
Since you'll be drafting policies and reports, practice articulating your thoughts clearly. During the interview, focus on conveying your ideas succinctly and effectively. This will demonstrate your written communication skills in a verbal format.
✨Be Proactive About Learning
Express your eagerness to learn and grow within the compliance field. Share any relevant courses or certifications you’re considering, and discuss how you plan to stay updated on regulatory changes. This proactive attitude will resonate well with potential employers.
