Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support compliance monitoring and prepare insightful reports for management.
- Company: Fast-growing insurance company in the heart of the City.
- Benefits: Gain exposure to FCA regulations and professional development opportunities.
- Other info: Ideal for early-career professionals eager to grow in compliance.
- Why this job: Make a real impact in a dynamic environment while learning about compliance.
- Qualifications: Bachelor’s degree in law, business, finance, or related field required.
The predicted salary is between 30000 - 40000 £ per year.
Are you passionate about upholding the highest standards of regulatory compliance and eager to make a tangible impact within a dynamic, fast‑growing organisation? This is an exciting opportunity for early‑career professionals to gain comprehensive exposure to FCA regulations, UK GDPR, SM&CR, and internal governance frameworks, by joining a growing insurance company in the City.
What You’ll Do
- Support the development and maintenance of compliance monitoring plans and assist in preparing insightful reports for senior management.
- Conduct routine regulatory checks, manage compliance documentation, and track key deadlines to ensure unwavering adherence to rules and policies.
- Draft, update, and maintain policies and procedures related to compliance, governance, and data protection, including GDPR activities.
- Support internal and external audit processes, gather evidence, and track remediation actions.
- Conduct regulatory research and assist teams with advisory support on new FCA guidance and thematic reviews.
- Monitor onboarding, KYC/AML checks, and maintain registers such as conflicts of interest and breaches.
- Facilitate compliance documentation coordination across international subsidiaries, supporting cross‑border governance.
Required Skills
- Bachelor’s degree in law, business, finance, or a related field.
- Sharp eye for detail with strong organisational skills to manage accurate and comprehensive records.
- Good understanding of FCA principles, UK GDPR, and general compliance concepts.
- Excellent written communication skills for drafting policies, reports, and summaries.
- Proficiency in MS Office Suite, especially Word, Excel, PowerPoint, and familiarity with SharePoint.
Nice to Have Skills
- Experience working within a regulated financial services environment, particularly insurance.
- Exposure to compliance monitoring, risk management, or audit processes.
- Interest in advancing expertise in FCA regulations, SM&CR, and data protection.
- Familiarity with dashboarding tools such as Power BI for compliance reporting.
Preferred Education and Experience
- Degree in law, business, finance, or a related discipline.
- Early‑career candidates or those with some exposure to compliance within financial services are encouraged to apply.
Other Requirements
- Willingness to support coordination for international subsidiaries and cross‑border reporting.
- A proactive attitude towards learning and professional development.
Compliance Officer employer: Davies Group
Contact Detail:
Davies Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance field on LinkedIn or at industry events. We can’t stress enough how valuable personal connections can be in landing that Compliance Officer role.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and UK GDPR. We recommend creating a cheat sheet of key points to discuss, so you can impress your interviewers with your knowledge and enthusiasm.
✨Tip Number 3
Showcase your organisational skills! During interviews, share examples of how you've managed compliance documentation or tracked deadlines. We want to see that sharp eye for detail in action!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experiences that align with the Compliance Officer role. Highlight any relevant coursework or projects related to FCA regulations, UK GDPR, or compliance monitoring to show us you’re a great fit!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to express your passion for compliance and how you can contribute to our team. Be specific about why you want to work with us and what makes you excited about this opportunity.
Showcase Your Attention to Detail: As a Compliance Officer, attention to detail is key. Make sure your application is free from typos and errors. This not only shows us your professionalism but also your commitment to maintaining high standards in compliance.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process. Plus, we love seeing applications come in through our own platform!
How to prepare for a job interview at Davies Group
✨Know Your Regulations
Make sure you brush up on FCA regulations, UK GDPR, and SM&CR before the interview. Being able to discuss these topics confidently will show that you're serious about compliance and understand the landscape you'll be working in.
✨Showcase Your Organisational Skills
Prepare examples of how you've managed records or documentation in the past. Highlight your attention to detail and organisational skills, as these are crucial for a Compliance Officer role. Use specific instances where you tracked deadlines or maintained compliance documentation.
✨Communicate Clearly
Since you'll be drafting policies and reports, practice articulating your thoughts clearly and concisely. You might even want to prepare a short summary of a compliance topic to demonstrate your written communication skills during the interview.
✨Be Proactive About Learning
Express your eagerness to learn and grow within the compliance field. Mention any relevant courses or certifications you're considering, and show that you're committed to staying updated on regulatory changes and best practices.