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- Tasks: Lead risk and compliance strategies, ensuring regulatory obligations are met.
- Company: Dynamic investment management firm with a focus on innovation and compliance.
- Benefits: Competitive salary, executive perks, and opportunities for professional growth.
- Why this job: Join the executive team and make a significant impact on risk management.
- Qualifications: Extensive experience in risk management and compliance within regulated environments.
- Other info: Collaborative culture with direct access to senior leadership and board members.
The predicted salary is between 100000 - 150000 £ per year.
We are seeking an experienced and commercially astute Director of Risk & Compliance / Chief Risk Officer to lead the second line of defence for a regulated investment management business. This is a senior executive role, reporting directly to the Chief Executive Officer, with a matrix reporting line to the Group Chief Risk & Compliance Officer. The successful candidate will be a key member of the Executive team, providing independent oversight, strategic challenge, and assurance across risk, compliance, and regulatory matters. The role holds SMF16 and SMF17 accountabilities and will work closely with the Board, regulators, and senior stakeholders to ensure the business operates within its risk appetite and regulatory obligations.
Key Responsibilities
- Act as the accountable executive for the second line of defence.
- Set and deliver the Risk and Compliance strategy aligned to business objectives.
- Advise the Executive team and Board on regulatory obligations, risk appetite, and risk management effectiveness.
- Chair the Executive Risk and Compliance Committee and attend the Board Risk & Compliance Committee.
- Regularly attend Board meetings to provide risk and compliance updates and independent challenge.
- Design, implement, and maintain an effective risk management framework aligned with Group standards.
- Deliver a robust annual assurance and monitoring plan covering key risks and regulatory exposures.
- Provide independent second line opinions on material business decisions and change initiatives.
- Oversee product governance, investment management risk, and portfolio liquidity considerations.
- Lead the identification and assessment of regulatory change and support the effective execution of required change.
- Ensure appropriate oversight of key transformation and business change programmes.
- Act as the primary senior contact for the regulator and manage the regulatory relationship.
- Oversee relationships with key external parties, including depositary/custodian, fund administrators.
Risk Director in City of London employer: Davies Group
Contact Detail:
Davies Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk Director in City of London
✨Tip Number 1
Network like a pro! Reach out to industry contacts and attend relevant events. We all know that sometimes it’s not just what you know, but who you know that can help you land that Risk Director role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of risk management frameworks and regulatory obligations. We suggest practising common interview questions with a friend or mentor to boost your confidence.
✨Tip Number 3
Showcase your leadership skills! During interviews, share examples of how you've successfully led teams or projects in the past. We want to see how you can bring that executive presence to the table.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. We’re always on the lookout for talented individuals who can make a difference in our team.
We think you need these skills to ace Risk Director in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Risk Director role. Highlight your experience in risk management and compliance, and don’t forget to showcase any leadership roles you've held. We want to see how your skills align with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this position. Be sure to mention your strategic thinking and how you’ve successfully navigated regulatory challenges in the past. We love a good story!
Showcase Your Achievements: When detailing your experience, focus on your achievements rather than just responsibilities. Use metrics where possible to demonstrate your impact. We’re looking for someone who can bring real value to our team!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining the StudySmarter family!
How to prepare for a job interview at Davies Group
✨Know Your Risk Frameworks
Make sure you’re well-versed in the latest risk management frameworks and compliance regulations. Brush up on your knowledge of SMF16 and SMF17 accountabilities, as these will be crucial in demonstrating your expertise during the interview.
✨Prepare for Strategic Discussions
Since this role involves advising the Executive team and Board, be ready to discuss how you would align risk and compliance strategies with business objectives. Think of examples from your past experience where you successfully influenced senior stakeholders.
✨Showcase Your Leadership Skills
As a key member of the Executive team, your leadership style matters. Prepare to share specific instances where you’ve led teams or committees, particularly in risk and compliance settings. Highlight how you’ve fostered collaboration and driven results.
✨Engage with Regulatory Insights
Demonstrate your understanding of the regulatory landscape by discussing recent changes and their implications for investment management. Be prepared to articulate how you would manage relationships with regulators and external parties effectively.