Our client, one of the world's largest banking and financial services organisations, is seeking a business-facing Vice President to join its Markets Compliance Advisory team. The successful candidate will act as a trusted advisor to front‑office stakeholders across Equity Derivatives, Prime Brokerage and Exchange Traded Derivatives (ETD), providing pragmatic, commercially minded regulatory guidance.
This is a high‑visibility role offering direct exposure to senior business leaders, a broad and complex product remit, and the opportunity to shape compliance advisory coverage within a globally significant Markets business.
Skills and experience required
- Significant experience in a Markets Compliance Advisory role within an investment bank, broker‑dealer or similar regulated firm, or a comparable front‑office, legal or regulatory background.
- Strong product knowledge of equity derivatives (OTC and listed), prime brokerage and Exchange Traded Derivatives, including how these businesses operate day to day.
- Sound working knowledge of the UK/EU regulatory framework for Markets, particularly MiFID II/MiFIR, MAR, EMIR and short selling regulation; familiarity with US or APAC regimes is advantageous.
- A proven track record of building credible, trusted relationships with senior front‑office stakeholders.
- The ability to translate complex regulation into clear, commercial and actionable advice.
- Confidence to provide constructive challenge and elevate issues appropriately.
- Excellent written and verbal communication skills, with the ability to draft concise advice and policy documents.
- Degree‑level education or equivalent; a relevant professional qualification (e.g. ICA, CISI, or a legal qualification) is beneficial.
#J-18808-Ljbffr
VP - Markets Compliance - Equities employer: Danos Group
As a Boutique Regulatory Consultancy, we pride ourselves on fostering a dynamic and entrepreneurial work environment where innovative thinkers can thrive. Our London-based team enjoys the flexibility of hybrid working, alongside opportunities for professional growth through mentorship and the chance to shape a new practice in Regulatory M&A advisory. Join us to make a meaningful impact in the fintech and capital markets sectors while collaborating with a network of esteemed professionals.
