At a Glance
- Tasks: Provide compliance advice and oversight to Global Markets, focusing on Equities and Credit.
- Company: Leading global financial services firm with a strong reputation.
- Benefits: £700 per day, hybrid work model, and exposure to regulatory projects.
- Other info: 6-month contract with opportunities for professional growth.
- Why this job: Join a dynamic team and make a real impact in the financial sector.
- Qualifications: Strong compliance experience and knowledge of UK/EU market regulations.
The predicted salary is between 63000 - 77000 £ per year.
- We’re working with a leading global financial services firm seeking a
- Global Markets Compliance Consultant
. This is an excellent opportunity for someone with strong business-facing Compliance experience across
Equities and Credit
, ideally with experience working directly with trading desks.
The role is a 6 month contract, hybrid in London and paying £700 per day.
Key Responsibilities
- Provide day-to-day compliance advice and risk-based oversight to Global Markets businesses, with a focus on Equities and Credit.
- Advise trading and sales teams on regulatory requirements including Mi FID, MAR, EMIR, and Short Selling.
- Support regulatory change projects, assessing new regulations and advising the business on their impact and implementation.
- Conduct compliance monitoring, reviews, and investigations, including responding to internal, regulatory, exchange, and venue enquiries.
- Deliver compliance training and provide regular management information and regulatory updates to senior stakeholders.
Key Requirements
- Strong business-facing Compliance experience
- Specific experience across Equities and Credit
- Strong knowledge of UK/EU markets regulation, including Mi FID, MAR, EMIR, and Short Selling.
- Available to start within a month.
Interested? Please apply below or contact Nicole Poole at Danos Consulting to learn more.
Markets Compliance Adviory in Slough employer: Danos Group
As a Boutique Regulatory Consultancy, we pride ourselves on fostering a dynamic and entrepreneurial work environment where innovative thinkers can thrive. Our London-based team enjoys the flexibility of hybrid working, alongside opportunities for professional growth through mentorship and the chance to shape a new practice in Regulatory M&A advisory. Join us to make a meaningful impact in the fintech and capital markets sectors while collaborating with a network of esteemed professionals.
