At a Glance
- Tasks: Oversee compliance frameworks and provide strategic regulatory guidance.
- Company: Boutique Investment Bank with a focus on compliance and financial crime.
- Benefits: Part-time role with flexible hours and potential for impactful work.
- Other info: Opportunity to engage with senior stakeholders and enhance governance.
- Why this job: Join a dynamic team and shape compliance strategies in finance.
- Qualifications: Extensive experience in compliance, with FCA approval as SMF16 and SMF17.
The predicted salary is between 60000 - 80000 £ per year.
Our client, a Boutique Investment Bank, are looking for a Fractional Head of Compliance and Financial Crime to support the business on a part-time basis (2–3 days per week) for an initial 12-month engagement. This role requires someone with extensive prior experience in a similar role and happy and able to work on a fractional basis.
Key Responsibilities
- Oversee the firm’s Compliance and Financial Crime frameworks, policies and controls
- Provide regulatory guidance and strategic advice to senior stakeholders and governance committees
- Lead oversight of AML, sanctions, market abuse and conduct risk matters
- Manage regulatory interactions, audits and remediation activities where required
- Support the ongoing enhancement of governance, systems and operational controls
Key Requirements
- Previously approved as SMF16 (Compliance Oversight) and SMF17 (MLRO) within an FCA regulated firm
- Strong experience within Investment Banking, Capital Markets or wider Financial Services
- Deep understanding of UK regulatory requirements and Financial Crime frameworks
- Proven ability to engage with senior stakeholders, boards and regulators
- Commercial, pragmatic and hands-on approach with strong communication skills
If you feel you are suitable, please apply to this role and we will be in touch to discuss further if your profile aligns well to the clients requirements.
Fractional Head of Compliance and Financial Crime in Slough employer: Danos Group
As a Boutique Investment Bank, we pride ourselves on fostering a collaborative and dynamic work environment that values expertise and innovation. Our part-time Fractional Head of Compliance and Financial Crime role offers the unique opportunity to engage with senior stakeholders while enjoying a flexible work schedule, allowing for a healthy work-life balance. We are committed to supporting your professional growth through continuous learning and development opportunities, making us an excellent employer for those seeking meaningful and rewarding employment in the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Fractional Head of Compliance and Financial Crime in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment banking and compliance sectors. A friendly chat can lead to opportunities that aren’t even advertised yet.
✨Tip Number 2
Prepare for those interviews! Research the company’s compliance framework and be ready to discuss how your experience aligns with their needs. We want you to shine!
✨Tip Number 3
Showcase your expertise! Bring examples of your previous work in compliance and financial crime to the table. We need to see how you’ve tackled challenges in the past.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. We’re here to help you land that fractional role!
We think you need these skills to ace Fractional Head of Compliance and Financial Crime in Slough
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to highlight your experience in compliance and financial crime. We want to see how your background aligns with the key responsibilities mentioned in the job description.
Craft a Compelling Cover Letter:Your cover letter should tell us why you're the perfect fit for this fractional role. Share specific examples of your previous work in investment banking and how you've tackled compliance challenges.
Showcase Your Regulatory Knowledge:Since this role requires a deep understanding of UK regulatory requirements, make sure to mention any relevant qualifications or experiences that demonstrate your expertise in this area.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any updates!
How to prepare for a job interview at Danos Group
✨Know Your Regulations
Make sure you brush up on the latest UK regulatory requirements and Financial Crime frameworks. Being able to discuss these confidently will show that you're not just familiar with the rules, but that you can apply them strategically in a real-world context.
✨Showcase Your Experience
Prepare specific examples from your previous roles where you've successfully overseen compliance frameworks or managed financial crime risks. This will help demonstrate your hands-on approach and how you've engaged with senior stakeholders in the past.
✨Engage with Stakeholders
Think about how you can effectively communicate with senior stakeholders and governance committees. Practice articulating your thoughts clearly and concisely, as this role requires strong communication skills to provide strategic advice.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations related to AML, sanctions, or market abuse. Prepare to discuss how you would handle these scenarios, showcasing your commercial and pragmatic approach to problem-solving.
