At a Glance
- Tasks: Provide compliance support and conduct monitoring reviews in a dynamic investment management environment.
- Company: Join a leading Investment Management firm in the heart of London.
- Benefits: Competitive salary of £90,000 pro rata for a 12-month contract.
- Other info: Opportunity to develop training and grow your career in a supportive team.
- Why this job: Make a real impact by enhancing compliance frameworks and supporting regulatory change.
- Qualifications: Strong compliance experience with knowledge of MiFID II and UCITS regulations.
The predicted salary is between 90000 - 90000 £ per year.
- Working with an
- Investment Management firm seeking a
- Senior Compliance Manager to join their
- London office. This is a broad generalist compliance role, ideal for someone with strong
Mi FID II and UCITS knowledge who enjoys working across advisory, monitoring, regulatory change, and BAU compliance activities. This is a
12-month contract , paying
Key Responsibilities
- Provide day-to-day compliance advisory support to the business across a range of regulatory matters.
- Conduct compliance monitoring reviews and support the ongoing enhancement of the compliance framework.
- Manage BAU compliance activities including financial promotions reviews, AML, staff conflicts, FCA returns, and SMCR-related tasks.
- Support regulatory change initiatives, including tracking developments and assisting with implementation.
- Develop and deliver compliance training to employees across the business.
Key Requirements
- Strong generalist compliance experience within asset management or broader investment management.
- Good working knowledge of FCA regulations, including Mi FID II, AML, SMCR, MAR, CASS, and UCITS.
- Able to start within 1 month
Interested? Please apply below or contact Nicole Poole at Danos Consulting to learn more.
Compliance Manager (Buy-Side) in Slough employer: Danos Group
Danos Group is an excellent employer, offering a unique opportunity for aspiring professionals to transition into the banking sector within a supportive and collaborative environment. Employees benefit from comprehensive training, a strong focus on personal development, and the chance to work alongside experienced colleagues in a dynamic global investment bank, making it a rewarding place to grow your career.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager (Buy-Side) in Slough
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like Danos Group when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from Danos Group!
We think you need these skills to ace Compliance Manager (Buy-Side) in Slough
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Compliance Manager (Buy-Side), make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at Danos Group. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at Danos Group
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at Danos Group.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit Danos Group in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at Danos Group.
