At a Glance
- Tasks: Provide compliance support, conduct reviews, and manage regulatory activities.
- Company: Leading Investment Management firm in London with a focus on compliance.
- Benefits: Competitive salary, contract role with potential for extension, and professional development opportunities.
- Other info: Exciting opportunity to enhance your career in a fast-paced environment.
- Why this job: Join a dynamic team and make a real impact in the investment management sector.
- Qualifications: Strong compliance experience and knowledge of FCA regulations required.
The predicted salary is between 70000 - 90000 £ per year.
Working with an Investment Management firm seeking a Senior Compliance Manager to join their London office on an initial 12-month contract. This is a broad generalist compliance role, ideal for someone with strong MiFID II and UCITS knowledge who enjoys working across advisory, monitoring, regulatory change, and BAU compliance activities.
Key Responsibilities:
- Provide day-to-day compliance advisory support to the business across a range of regulatory matters.
- Conduct compliance monitoring reviews and support the ongoing enhancement of the compliance framework.
- Manage BAU compliance activities including financial promotions reviews, AML, staff conflicts, FCA returns, and SMCR-related tasks.
- Support regulatory change initiatives, including tracking developments and assisting with implementation.
- Develop and deliver compliance training to employees across the business.
Key Requirements:
- Strong generalist compliance experience within asset management or broader investment management.
- Good working knowledge of FCA regulations, including MiFID II, AML, SMCR, MAR, CASS, and UCITS.
- Able to start within 1 month.
Interested? Please apply below or contact Nicole Poole at Danos Consulting to learn more.
Senior Compliance Manager (Buy-Side) employer: Danos Group
Join a leading Investment Management firm in London, where you will thrive in a dynamic work culture that values compliance excellence and employee development. With a strong focus on regulatory adherence and continuous improvement, this role offers you the opportunity to enhance your skills while contributing to meaningful compliance initiatives. Enjoy competitive benefits and a supportive environment that fosters professional growth and collaboration.
