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- Tasks: Lead regulatory liaison activities and support compliance across the business.
- Company: Join a leading global financial institution with a strong reputation.
- Benefits: Gain valuable experience in a dynamic environment with potential for future opportunities.
- Why this job: Make an impact by promoting a strong compliance culture and engaging with regulators.
- Qualifications: Strong experience in financial services compliance and excellent communication skills required.
- Other info: This is a temporary 6-month contract based in London.
The predicted salary is between 48000 - 72000 £ per year.
Regulatory Affairs Compliance Specialist (Temporary – 6 months, London)
An exciting opportunity for an experienced compliance professional to join a leading global financial institution on a 6-month contract.
Role Overview
As a Regulatory Affairs Compliance Specialist, you will:
- Lead on a portfolio of regulatory liaison activities, acting as a key contact with the FCA, PRA, and other regulators.
- Support and coordinate regulatory meetings, examinations, and information requests.
- Help strengthen the firm’s regulatory relationships and promote a strong compliance culture across the business.
- Work closely with senior management and cross-functional teams to ensure timely responses to regulatory matters.
- Keep stakeholders updated on key regulatory developments and provide clear management information and reporting.
What we’re looking for:
- Strong experience in financial services compliance, with a deep understanding of current and emerging regulatory issues
- Proven track record in a regulatory liaison role, acting as the primary point of contact with regulators such as the FCA, and PRA
- Experience in managing complex, cross-functional regulatory communications, coordinating responses, and supporting investigations or examinations
- Excellent written and verbal communication skills, with the ability to engage and influence colleagues at all levels, including senior management and front-office teams
- Proactive, risk-aware, and committed to fostering a strong compliance culture across the organisation
- High proficiency in regulatory documentation preparation
Regulatory Affairs Compliance Specialist (Temporary – 6 months, London) employer: Danos Group
Contact Detail:
Danos Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Affairs Compliance Specialist (Temporary – 6 months, London)
✨Tip Number 1
Network with professionals in the financial services compliance sector. Attend industry events or webinars where you can meet people who work with regulators like the FCA and PRA. Building these connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 2
Stay updated on the latest regulatory changes and trends in the financial services industry. Subscribe to relevant newsletters or follow key regulatory bodies on social media. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 3
Prepare for potential interviews by practising how to articulate your experience in managing regulatory communications. Think of specific examples where you've successfully liaised with regulators or handled complex compliance issues, as these will be crucial in showcasing your expertise.
✨Tip Number 4
Research StudySmarter and understand our company culture and values. Tailor your approach to align with our mission, especially regarding fostering a strong compliance culture. This alignment can make a significant difference in how you present yourself during the application process.
We think you need these skills to ace Regulatory Affairs Compliance Specialist (Temporary – 6 months, London)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in financial services compliance, particularly any roles where you acted as a liaison with regulators like the FCA and PRA. Use specific examples to demonstrate your understanding of regulatory issues.
Craft a Compelling Cover Letter: In your cover letter, emphasise your proven track record in managing regulatory communications and your ability to influence stakeholders. Mention your proactive approach to compliance and how you can contribute to fostering a strong compliance culture.
Highlight Relevant Skills: Clearly outline your excellent written and verbal communication skills in your application. Provide examples of how you've engaged with senior management and cross-functional teams to address regulatory matters effectively.
Showcase Regulatory Documentation Experience: If you have experience in preparing regulatory documentation, make sure to include this in your application. Detail any specific types of documents you've worked on and how they contributed to compliance efforts within your previous roles.
How to prepare for a job interview at Danos Group
✨Know Your Regulations
Make sure you have a solid understanding of the FCA and PRA regulations. Brush up on current and emerging regulatory issues in financial services, as this will show your expertise and readiness for the role.
✨Demonstrate Communication Skills
Prepare to showcase your written and verbal communication skills. Think of examples where you've successfully engaged with senior management or influenced colleagues, as this is crucial for the position.
✨Showcase Your Experience
Be ready to discuss your previous roles in regulatory liaison. Highlight specific instances where you acted as the primary contact with regulators and how you managed complex communications.
✨Emphasise Proactivity and Risk Awareness
Illustrate your proactive approach to compliance and risk management. Share examples of how you've fostered a strong compliance culture in past roles, as this aligns with what the company is looking for.