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- Tasks: Lead regulatory activities and liaise with key financial regulators.
- Company: Join a leading global financial institution with a strong reputation.
- Benefits: Gain valuable experience in compliance within a dynamic environment.
- Why this job: Enhance your skills while promoting a strong compliance culture.
- Qualifications: Experience in financial services compliance and excellent communication skills required.
- Other info: This is a temporary 6-month contract based in London.
The predicted salary is between 48000 - 72000 £ per year.
Job Description
Regulatory Affairs Compliance Specialist (Temporary – 6 months, London)
An exciting opportunity for an experienced compliance professional to join a leading global financial institution on a 6-month contract.
Role Overview
As a Regulatory Affairs Compliance Specialist, you will:
- Lead on a portfolio of regulatory liaison activities, acting as a key contact with the FCA, PRA, and other regulators.
- Support and coordinate regulatory meetings, examinations, and information requests.
- Help strengthen the firm’s regulatory relationships and promote a strong compliance culture across the business.
- Work closely with senior management and cross-functional teams to ensure timely responses to regulatory matters.
- Keep stakeholders updated on key regulatory developments and provide clear management information and reporting.
What we’re looking for:
- Strong experience in financial services compliance, with a deep understanding of current and emerging regulatory issues
- Proven track record in a regulatory liaison role, acting as the primary point of contact with regulators such as the FCA, and PRA
- Experience in managing complex, cross-functional regulatory communications, coordinating responses, and supporting investigations or examinations
- Excellent written and verbal communication skills, with the ability to engage and influence colleagues at all levels, including senior management and front-office teams
- Proactive, risk-aware, and committed to fostering a strong compliance culture across the organisation
- High proficiency in regulatory documentation preparation
Regulatory Affairs Compliance Specialist (Temporary - 6 months, London) employer: Danos Group
Contact Detail:
Danos Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Affairs Compliance Specialist (Temporary - 6 months, London)
✨Tip Number 1
Network with professionals in the financial services compliance sector. Attend industry events or webinars where you can meet people who work with regulators like the FCA and PRA. Building these connections can provide insights into the role and may even lead to referrals.
✨Tip Number 2
Stay updated on current regulatory changes and trends in the financial services industry. Subscribe to relevant newsletters or follow key regulatory bodies on social media. This knowledge will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 3
Prepare for potential interview questions by practising how you would handle specific regulatory scenarios. Think about past experiences where you successfully managed regulatory communications or liaised with regulators, and be ready to discuss these in detail.
✨Tip Number 4
Familiarise yourself with the company’s compliance culture and recent regulatory challenges they may have faced. This will allow you to tailor your discussions during interviews, showing that you understand their specific needs and how you can contribute.
We think you need these skills to ace Regulatory Affairs Compliance Specialist (Temporary - 6 months, London)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in financial services compliance. Emphasise your understanding of regulatory issues and any previous roles where you acted as a liaison with regulators like the FCA and PRA.
Craft a Compelling Cover Letter: In your cover letter, clearly articulate your motivation for applying to this role. Mention specific experiences that demonstrate your ability to manage complex regulatory communications and your commitment to fostering a compliance culture.
Showcase Communication Skills: Since excellent written and verbal communication skills are crucial for this position, consider including examples of how you've successfully engaged with senior management or influenced colleagues in past roles.
Highlight Regulatory Documentation Experience: Be sure to mention your proficiency in preparing regulatory documentation. Provide examples of the types of documents you've worked on and how they contributed to successful regulatory outcomes.
How to prepare for a job interview at Danos Group
✨Know Your Regulations
Make sure you have a solid understanding of the FCA and PRA regulations. Brush up on current and emerging regulatory issues in financial services, as this will show your expertise and readiness for the role.
✨Demonstrate Communication Skills
Prepare to showcase your written and verbal communication skills. Think of examples where you've successfully engaged with senior management or influenced colleagues, as this is crucial for the position.
✨Showcase Your Experience
Be ready to discuss your previous experience in regulatory liaison roles. Highlight specific instances where you acted as the primary contact with regulators and how you managed complex communications.
✨Emphasise Proactivity and Risk Awareness
Illustrate your proactive approach to compliance and risk management. Share examples of how you've fostered a strong compliance culture in past roles, as this aligns with what the company is looking for.
