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- Tasks: Lead regulatory activities and liaise with key financial regulators.
- Company: Join a leading global financial institution for a dynamic experience.
- Benefits: Gain valuable experience in compliance within a prestigious firm.
- Why this job: Enhance your skills while promoting a strong compliance culture.
- Qualifications: Experience in financial services compliance and excellent communication skills required.
- Other info: This is a temporary 6-month role based in London.
The predicted salary is between 36000 - 60000 £ per year.
Job Description
Regulatory Affairs Compliance Specialist (Temporary – 6 months, London)
An exciting opportunity for an experienced compliance professional to join a leading global financial institution on a 6-month contract.
Role Overview
As a Regulatory Affairs Compliance Specialist, you will:
- Lead on a portfolio of regulatory liaison activities, acting as a key contact with the FCA, PRA, and other regulators.
- Support and coordinate regulatory meetings, examinations, and information requests.
- Help strengthen the firm’s regulatory relationships and promote a strong compliance culture across the business.
- Work closely with senior management and cross-functional teams to ensure timely responses to regulatory matters.
- Keep stakeholders updated on key regulatory developments and provide clear management information and reporting.
What we’re looking for:
- Strong experience in financial services compliance, with a deep understanding of current and emerging regulatory issues
- Proven track record in a regulatory liaison role, acting as the primary point of contact with regulators such as the FCA, and PRA
- Experience in managing complex, cross-functional regulatory communications, coordinating responses, and supporting investigations or examinations
- Excellent written and verbal communication skills, with the ability to engage and influence colleagues at all levels, including senior management and front-office teams
- Proactive, risk-aware, and committed to fostering a strong compliance culture across the organisation
- High proficiency in regulatory documentation preparation
Regulatory Affairs Compliance Specialist (Temporary - 6 months, London) employer: Danos Group
Contact Detail:
Danos Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Affairs Compliance Specialist (Temporary - 6 months, London)
✨Tip Number 1
Network with professionals in the financial services compliance sector. Attend industry events or webinars where you can meet people who work with regulators like the FCA and PRA. Building these connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 2
Stay updated on the latest regulatory changes and trends in the financial services industry. Subscribe to relevant newsletters or follow key regulatory bodies on social media. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 3
Prepare for potential interviews by practising how to articulate your experience with regulatory liaison activities. Be ready to discuss specific examples of how you've managed communications with regulators and handled complex compliance issues.
✨Tip Number 4
Research StudySmarter and understand our company culture and values. Tailor your approach to align with our mission, especially regarding fostering a strong compliance culture. This will show that you're not just interested in the job, but also in contributing positively to our team.
We think you need these skills to ace Regulatory Affairs Compliance Specialist (Temporary - 6 months, London)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in financial services compliance. Focus on your regulatory liaison roles and any specific interactions you've had with the FCA and PRA.
Craft a Compelling Cover Letter: In your cover letter, emphasise your understanding of current regulatory issues and how your proactive approach can contribute to fostering a strong compliance culture within the organisation.
Showcase Communication Skills: Since excellent written and verbal communication skills are crucial for this role, include examples in your application that demonstrate your ability to engage with senior management and cross-functional teams effectively.
Highlight Regulatory Documentation Experience: Mention any specific experiences you have in preparing regulatory documentation. This will show your high proficiency in this area, which is essential for the position.
How to prepare for a job interview at Danos Group
✨Know Your Regulations
Make sure you have a solid understanding of the FCA and PRA regulations. Brush up on current and emerging regulatory issues in financial services, as this will show your expertise and readiness for the role.
✨Demonstrate Communication Skills
Prepare to showcase your written and verbal communication skills. Think of examples where you've successfully engaged with senior management or influenced colleagues, as this is crucial for the position.
✨Showcase Your Experience
Be ready to discuss your previous roles in regulatory liaison. Highlight specific instances where you acted as the primary contact with regulators and how you managed complex communications.
✨Emphasise Proactivity and Risk Awareness
Illustrate your proactive approach to compliance and risk management. Share examples of how you've fostered a strong compliance culture in past roles, as this aligns with what the company is looking for.
