At a Glance
- Tasks: Provide compliance support, conduct monitoring reviews, and enhance the compliance framework.
- Company: Join a leading Investment Management firm in London.
- Benefits: Competitive salary, contract role with potential for growth.
- Other info: Dynamic role with opportunities for professional development.
- Why this job: Make a real impact in compliance while working with industry experts.
- Qualifications: Strong knowledge of MiFID II, UCITS, and FCA regulations required.
The predicted salary is between 70000 - 90000 £ per year.
Working with an Investment Management firm seeking a Senior Compliance Manager to join their London office on an initial 12-month contract. This is a broad generalist compliance role, ideal for someone with strong MiFID II and UCITS knowledge who enjoys working across advisory, monitoring, regulatory change, and BAU compliance activities.
- Provide day-to-day compliance advisory support to the business across a range of regulatory matters.
- Conduct compliance monitoring reviews and support the ongoing enhancement of the compliance framework.
- Manage BAU compliance activities including financial promotions reviews, AML, staff conflicts, FCA returns, and SMCR-related tasks.
- Support regulatory change initiatives, including tracking developments and assisting with implementation.
- Develop and deliver compliance training to employees across the business.
Strong generalist compliance experience within asset management or broader investment management. Good working knowledge of FCA regulations, including MiFID II, AML, SMCR, MAR, CASS, and UCITS.
Senior Compliance Manager - Monitoring in London employer: Danos Group
Join a leading Investment Management firm in London, where you will thrive in a dynamic work culture that prioritises compliance excellence and employee development. With a strong focus on regulatory knowledge and advisory support, this role offers unique opportunities for professional growth through comprehensive training and involvement in key compliance initiatives. Enjoy the benefits of working in a collaborative environment that values your expertise and encourages innovation in compliance practices.
