Senior Compliance Manager - Buy-Side, MiFID II/UCITS in London

Senior Compliance Manager - Buy-Side, MiFID II/UCITS in London

London Temporary 60000 - 80000 £ / year (est.) No working from home possible
Danos Group

At a Glance

  • Tasks: Ensure compliance with MiFID II and UCITS regulations while advising and training staff.
  • Company: Danos Group, a leading firm in investment management.
  • Benefits: 12-month contract with competitive pay and professional development opportunities.
  • Other info: Ready to start within a month? This role is perfect for you!
  • Why this job: Join a dynamic team and make a real impact in compliance within the finance sector.
  • Qualifications: Strong knowledge of MiFID II/UCITS and experience in investment management.

The predicted salary is between 60000 - 80000 £ per year.

Danos Group is looking for a Senior Compliance Manager to join their London office on a 12-month contract.

This generalist compliance role requires strong knowledge of Mi FID II and UCITS and involves advisory, monitoring, regulatory change, and BAU compliance activities.

You will provide compliance support across financial promotions reviews, AML, and staff conflicts, as well as deliver compliance training to employees.

Ideal candidates should have experience within investment management and be ready to start within a month.

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Danos Group

Contact Details:

Danos Group Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Senior Compliance Manager - Buy-Side, MiFID II/UCITS in London

Dive into Industry Groups

Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!

Showcase Your Expertise

Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like Danos Group when they’re searching for someone to fill a temporary position.

Tap into Recruitment Agencies

Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.

Go Local with Networking

Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from Danos Group!

We think you need these skills to ace Senior Compliance Manager - Buy-Side, MiFID II/UCITS in London

Knowledge of MiFID II
Knowledge of UCITS
Advisory Skills
Monitoring Skills
Regulatory Change Management
Business as Usual (BAU) Compliance
Financial Promotions Review

Some tips for your application 🫡

Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Senior Compliance Manager - Buy-Side, MiFID II/UCITS, make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!

Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.

Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!

A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at Danos Group. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.

How to prepare for a job interview at Danos Group

Know Your Compliance Basics

Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at Danos Group.

Prepare for Scenarios

Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.

Highlight Your Adaptability

Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit Danos Group in the short term.

Gather Your Technical Tools

Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at Danos Group.