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- Tasks: Lead the EMEA Marketing & Sales Compliance Team and advise on sales practices.
- Company: Globally significant US HQ'd Asset Manager with a strong presence in London.
- Benefits: Permanent position with competitive salary and opportunities for career advancement.
- Why this job: Make a real impact in compliance while working with diverse teams across EMEA.
- Qualifications: 6+ years in investment management, fluent in German and English.
- Other info: Dynamic role with a focus on innovation and regulatory risk mitigation.
The predicted salary is between 60000 - 80000 £ per year.
We are partnering with a Globally Significant US HQ'd Asset Manager who are looking for a Senior Compliance Analyst to join their team in London, where they will lead on the Marketing and Distribution function across the EMEA Region, while also working closely with Marketing Compliance teams in APAC and Americas.
Key Responsibilities:
- Serve as the Team Lead for the EMEA Marketing & Sales Compliance Team, including setting function's strategic focus, defining priorities, allocating responsibilities across team members and taking accountability for execution and delivery.
- Work closely with EMEA Marketing and Wealth sales teams across the UK, EU and Middle East, advising on sales practices, monitoring cross-border regulations across EMEA, updating relevant policies, procedures and guidance, and approving German language marketing content.
- Review and improve workflows and processes for marketing content reviews, leveraging technology and third-party service providers, to create scale while also addressing local market needs.
Key Requirements:
- 6+ years in investment management and 3+ years experience with fund-related marketing materials and/or fund distribution.
- Ability to effectively communicate with senior leadership and sales and marketing teams, influencing outcomes and mitigating regulatory risk.
- MUST BE FLUENT IN GERMAN and ENGLISH.
This is a permanent position based in London. If you are interested in the role, please apply!
Senior Compliance Analyst in London employer: Danos Group
Contact Detail:
Danos Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Analyst in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. A friendly chat can lead to insider info about job openings or even referrals that could give you an edge.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their marketing and distribution strategies, especially in EMEA. This will help you tailor your answers and show you're genuinely interested in the role.
✨Tip Number 3
Showcase your language skills! Since fluency in German is a must, be ready to demonstrate this during interviews. Practice discussing compliance topics in both English and German to impress your interviewers.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect with us directly.
We think you need these skills to ace Senior Compliance Analyst in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Senior Compliance Analyst. Highlight your experience in investment management and any relevant marketing compliance work, especially if it involves cross-border regulations.
Showcase Your Language Skills: Since fluency in German is a must, don’t forget to emphasise your language skills. Include any relevant experiences where you’ve used German in a professional setting, especially in compliance or marketing.
Be Clear and Concise: When writing your cover letter, get straight to the point. We want to see how your skills align with the key responsibilities listed in the job description, so make it easy for us to see why you’re a great fit!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates!
How to prepare for a job interview at Danos Group
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of investment management and fund-related marketing materials. Be ready to discuss specific regulations and compliance issues relevant to the EMEA region, as well as how you've navigated these in your previous roles.
✨Showcase Your Leadership Skills
As a Team Lead, you'll need to demonstrate your ability to set strategic focus and allocate responsibilities. Prepare examples of how you've successfully led teams in the past, particularly in compliance settings, and be ready to discuss your approach to mentoring and guiding team members.
✨Fluency is Key
Since fluency in German is a must, practice discussing compliance topics in both English and German. You might be asked to review or discuss marketing content in German, so being comfortable with the language will show you're serious about the role.
✨Tech-Savvy Approach
Be prepared to talk about how you've leveraged technology to improve workflows and processes in compliance. Share specific tools or systems you've used to enhance efficiency in marketing content reviews, and how you’ve collaborated with third-party service providers.