At a Glance
- Tasks: Oversee compliance frameworks and provide strategic regulatory guidance.
- Company: Boutique Investment Bank with a focus on compliance and financial crime.
- Benefits: Part-time role with flexible hours and competitive compensation.
- Other info: Initial 12-month engagement with opportunities for professional growth.
- Why this job: Make a significant impact in a dynamic financial environment while working flexibly.
- Qualifications: Extensive experience in compliance, with strong communication and stakeholder engagement skills.
The predicted salary is between 60000 - 80000 £ per year.
Our client, a Boutique Investment Bank, are looking for a Fractional Head of Compliance and Financial Crime to support the business on a part-time basis (2–3 days per week) for an initial 12-month engagement. This role requires someone with extensive prior experience in a similar role and happy and able to work on a fractional basis.
Key Responsibilities
- Oversee the firm’s Compliance and Financial Crime frameworks, policies and controls
- Provide regulatory guidance and strategic advice to senior stakeholders and governance committees
- Lead oversight of AML, sanctions, market abuse and conduct risk matters
- Manage regulatory interactions, audits and remediation activities where required
- Support the ongoing enhancement of governance, systems and operational controls
Key Requirements
- Previously approved as SMF16 (Compliance Oversight) and SMF17 (MLRO) within an FCA regulated firm
- Strong experience within Investment Banking, Capital Markets or wider Financial Services
- Deep understanding of UK regulatory requirements and Financial Crime frameworks
- Proven ability to engage with senior stakeholders, boards and regulators
- Commercial, pragmatic and hands-on approach with strong communication skills
If you feel you are suitable, please apply to this role and we will be in touch to discuss further if your profile aligns well to the clients requirements.
Fractional Head of Compliance and Financial Crime in London employer: Danos Group
As a Boutique Investment Bank, we pride ourselves on fostering a collaborative and dynamic work environment that values expertise and innovation. Our part-time Fractional Head of Compliance and Financial Crime role offers the unique opportunity to engage with senior stakeholders while enjoying a flexible work schedule, allowing for a balanced professional and personal life. We are committed to supporting your growth through continuous learning and development opportunities, making us an excellent employer for those seeking meaningful and rewarding employment in the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Fractional Head of Compliance and Financial Crime in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment banking and compliance sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for those interviews! Research the company and its compliance frameworks thoroughly. We want you to be able to discuss how your experience aligns with their needs, especially around AML and regulatory guidance. Practice common interview questions and have your own ready to show your interest.
✨Tip Number 3
Showcase your expertise! Create a portfolio or a presentation that highlights your previous successes in compliance and financial crime roles. We’re talking about specific examples where you’ve made a difference. This will help you stand out when discussing your fit for the fractional role.
✨Tip Number 4
Don’t forget to apply through our website! It’s super easy and ensures your application gets the attention it deserves. We’re here to help you land that fractional head of compliance role, so make sure you take advantage of all the resources we offer.
We think you need these skills to ace Fractional Head of Compliance and Financial Crime in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to highlight your experience in compliance and financial crime. We want to see how your background aligns with the key responsibilities mentioned in the job description.
Craft a Compelling Cover Letter:Your cover letter should tell us why you're the perfect fit for this fractional role. Share specific examples of your previous work that relate to overseeing compliance frameworks and engaging with senior stakeholders.
Showcase Your Regulatory Knowledge:Since this role requires a deep understanding of UK regulatory requirements, make sure to mention any relevant qualifications or experiences. We love seeing candidates who can demonstrate their expertise in this area!
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to keep track of your application and ensure it gets the attention it deserves. We’re excited to hear from you!
How to prepare for a job interview at Danos Group
✨Know Your Regulations
Make sure you brush up on the latest UK regulatory requirements and Financial Crime frameworks. Being able to discuss these confidently will show that you're not just familiar with the rules, but that you can apply them strategically in a real-world context.
✨Showcase Your Experience
Prepare specific examples from your previous roles where you've successfully overseen compliance frameworks or managed financial crime risks. This will help demonstrate your hands-on approach and how you've engaged with senior stakeholders in the past.
✨Engage with Stakeholders
Think about how you can effectively communicate with senior stakeholders and governance committees. Practice articulating your thoughts clearly and concisely, as this role requires strong communication skills to provide strategic advice.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations related to AML, sanctions, or market abuse. Prepare to discuss how you would handle these scenarios, showcasing your commercial and pragmatic approach to problem-solving.
