At a Glance
- Tasks: Lead compliance and financial crime strategies for a boutique investment bank on a part-time basis.
- Company: Join a dynamic boutique investment bank with a focus on compliance excellence.
- Benefits: Flexible working hours, competitive pay, and the chance to shape compliance frameworks.
- Other info: Opportunity for professional growth in a supportive environment.
- Why this job: Make a significant impact in a crucial role while enjoying work-life balance.
- Qualifications: Extensive experience in compliance and financial crime within FCA regulated firms.
The predicted salary is between 60000 - 80000 £ per year.
Our client, a Boutique Investment Bank, are looking for a Fractional Head of Compliance and Financial Crime to support the business on a part-time basis (2–3 days per week) for an initial 12-month engagement. This role requires someone with extensive prior experience in a similar role and happy and able to work on a fractional basis.
Key Responsibilities
- Oversee the firm’s Compliance and Financial Crime frameworks, policies and controls
- Provide regulatory guidance and strategic advice to senior stakeholders and governance committees
- Lead oversight of AML, sanctions, market abuse and conduct risk matters
- Manage regulatory interactions, audits and remediation activities where required
- Support the ongoing enhancement of governance, systems and operational controls
Key Requirements
- Previously approved as SMF16 (Compliance Oversight) and SMF17 (MLRO) within an FCA regulated firm
- Strong experience within Investment Banking, Capital Markets or wider Financial Services
- Deep understanding of UK regulatory requirements and Financial Crime frameworks
- Proven ability to engage with senior stakeholders, boards and regulators
- Commercial, pragmatic and hands-on approach with strong communication skills
If you feel you are suitable, please apply to this role and we will be in touch to discuss further if your profile aligns well to the clients requirements.
Fractional Head of Compliance and Financial Crime employer: Danos Group
As a Boutique Investment Bank, we pride ourselves on fostering a collaborative and dynamic work environment that values expertise and innovation. Our part-time Fractional Head of Compliance and Financial Crime role offers the unique opportunity to engage with senior stakeholders while enjoying a flexible work schedule, allowing for a balanced professional and personal life. We are committed to supporting your growth through continuous learning and development opportunities, making us an excellent employer for those seeking meaningful and rewarding employment in the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Fractional Head of Compliance and Financial Crime
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment banking and compliance sectors. A friendly chat can lead to opportunities that aren’t even advertised yet.
✨Tip Number 2
Prepare for those interviews! Brush up on your knowledge of UK regulatory requirements and financial crime frameworks. We want you to impress with your expertise and confidence.
✨Tip Number 3
Showcase your experience! When you get the chance, highlight your previous roles as SMF16 and SMF17. We know how important it is to demonstrate your hands-on approach and strategic thinking.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way for us to keep track of your application and ensure you’re considered for this exciting fractional role.
We think you need these skills to ace Fractional Head of Compliance and Financial Crime
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to highlight your experience in compliance and financial crime. We want to see how your background aligns with the key responsibilities mentioned in the job description.
Craft a Compelling Cover Letter:Your cover letter should tell us why you're the perfect fit for this fractional role. Share specific examples of your previous work in investment banking and how you've tackled compliance challenges.
Showcase Your Regulatory Knowledge:Since this role requires a deep understanding of UK regulatory requirements, make sure to mention any relevant qualifications or experiences that demonstrate your expertise in this area.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any updates!
How to prepare for a job interview at Danos Group
✨Know Your Regulations
Make sure you brush up on the latest UK regulatory requirements and Financial Crime frameworks. Being able to discuss these confidently will show that you're not just familiar with the rules, but that you can apply them strategically in a real-world context.
✨Showcase Your Experience
Prepare specific examples from your previous roles where you've successfully overseen compliance frameworks or managed financial crime risks. This will help demonstrate your hands-on approach and ability to engage with senior stakeholders effectively.
✨Engage with Stakeholders
Think about how you can illustrate your experience in engaging with boards and regulators. Prepare to discuss how you've navigated complex conversations and provided strategic advice in past roles, as this is crucial for the position.
✨Be Pragmatic and Commercial
During the interview, highlight your commercial mindset and pragmatic approach to compliance. Share instances where you've balanced regulatory requirements with business needs, showing that you understand the bigger picture while still prioritising compliance.
