We are working with a European HQ'd Private Markets firm, who are looking for a compliance generalist to join their lean compliance team. The roll will take day-to-day ownership of defined compliance workstreams and provide administrative and coordination support to the Compliance Manager across the wider Group compliance programme.
Key Responsibilities:
- Ownership of the compliance calendar, implementation of the compliance monitoring plan, attestations and prohibited-payments controls, compliance lists, and bank onboarding and remediation.
- Maintain framework documentation, risk and action trackers, policy review schedules and standard operating procedures; collate assessment inputs, manage version control and route policy queries.
- The role combines hands-on delivery, KYC experience, accurate record-keeping and proactive follow-up.
Key Requirements:
- 3 - 5 years compliance experience including sanctions; CDD; and KYC within Asset Management (ideally, private markets)
- Ability to understand corporate records and ownership structures, identify beneficial ownership information and recognise missing, inconsistent or outdated documentation.
- Experience maintaining accurate registers, trackers or case records and coordinating document requests through to completion.
This is a permanent role based in London, offering hybrid working.
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Compliance Officer employer: Danos Group
As a Boutique Regulatory Consultancy, we pride ourselves on fostering a dynamic and entrepreneurial work environment where innovative thinkers can thrive. Our London-based team enjoys the flexibility of hybrid working, alongside opportunities for professional growth through mentorship and the chance to shape a new practice in Regulatory M&A advisory. Join us to make a meaningful impact in the fintech and capital markets sectors while collaborating with a network of esteemed professionals.
