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- Tasks: You'll document monitoring tests and conduct compliance activities daily.
- Company: Join Danos Group, a leader in compliance solutions with a strong reputation.
- Benefits: Enjoy flexible work options and a supportive team environment.
- Why this job: Make a real impact in compliance while developing your skills in a dynamic setting.
- Qualifications: Strong compliance experience and knowledge of MiFID/MiFIR required.
- Other info: Reach out to Nicole Poole for more details about this exciting opportunity.
The predicted salary is between 36000 - 60000 £ per year.
Key Responsibilities:
- Document the methodology and approach for specific monitoring tests to ensure clarity and consistency.
- Conduct monitoring activities including both control and thematic testing.
- Assist the wider compliance team on market abuse, personal account dealing, outsourcing, transaction reporting, gifts and entertainment, and communications surveillance.
- Identify significant gaps within the control framework and propose practical, proportionate remediation measures.
- Assist the broader monitoring team in developing presentation materials for relevant governance committees.
Key Requirements:
- Strong compliance experience in a monitoring focused role.
- Previously worked within a bank, investment firm or trading venue.
- Understanding of MiFID/MiFIR and the FCA handbook.
- Able to start within a month.
Please reach out to Nicole Poole at npoole@danosconsulting.com to learn more about this opportunity.
Compliance Monitoring Specialist - Danos Group employer: Danos Group
Contact Detail:
Danos Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Monitoring Specialist - Danos Group
✨Tip Number 1
Familiarise yourself with the latest regulations and guidelines related to MiFID/MiFIR and the FCA handbook. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in banks or investment firms. Engaging with them can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've identified gaps in compliance frameworks in your previous roles. Being able to articulate your problem-solving skills will set you apart from other candidates.
✨Tip Number 4
Stay updated on current trends and challenges in compliance monitoring. Showing that you are proactive about industry developments can impress interviewers and highlight your passion for the field.
We think you need these skills to ace Compliance Monitoring Specialist - Danos Group
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Monitoring Specialist. Familiarise yourself with the key requirements listed in the job description, such as compliance experience and knowledge of MiFID/MiFIR.
Tailor Your CV: Customise your CV to highlight relevant experience in compliance monitoring roles. Emphasise any previous work within banks, investment firms, or trading venues, and ensure you showcase your understanding of regulatory frameworks like the FCA handbook.
Craft a Strong Cover Letter: Write a compelling cover letter that addresses how your skills and experiences align with the job requirements. Mention specific examples of your work in compliance monitoring and how you have identified gaps in control frameworks in the past.
Proofread Your Application: Before submitting, carefully proofread your application materials for any errors or inconsistencies. A well-presented application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Danos Group
✨Know Your Compliance Regulations
Make sure you have a solid understanding of MiFID/MiFIR and the FCA handbook. Brush up on these regulations before your interview, as they are crucial for the role and will demonstrate your expertise in compliance.
✨Prepare for Scenario-Based Questions
Expect to be asked about specific monitoring tests and how you would approach them. Prepare examples from your past experience where you identified gaps in compliance frameworks and proposed effective remediation measures.
✨Showcase Your Teamwork Skills
Since the role involves assisting the wider compliance team, be ready to discuss how you've collaborated with others in previous roles. Highlight any experience you have in developing presentation materials for governance committees.
✨Demonstrate Your Analytical Skills
Be prepared to talk about your analytical approach to conducting monitoring activities. Discuss how you assess control and thematic testing, and provide examples of how your analysis has led to improved compliance outcomes.
