Compliance Associate (FTC)

Working with a global wealth management firm, who are looking for a Compliance Associate to join their London team. This role is ideal for someone with generalist compliance experience and a 9-month contract.

Key Responsibilities:

• Manage compliance registers (including Financial Promotions & UCIS)
• Involvement in implementation of the Compliance Monitoring Programme
• Conduct thematic and surveillance reviews
• Conduct AML testing

Key Requirements:

• 2-5 years compliance experience
• Experienced in conducting compliance monitoring
• Knowledge of UK & US regulatory frameworks
• Able to start within a month

If you\’re interested, please apply below or reach out to Nicole Poole at The Danos Group.